• Robert Rex, Esq.

Charles Geraci -Former VSR Financial Services Broker-Subject of $1.4M Customer Suits-Woodlands, TX
Charles Geraci -Former VSR Financial Services Broker-Subject of $1.4M Customer Suits-Woodlands, TX 150 150 Robert Rex, Esq.

October 2018-The Woodlands, Texas According to FINRA records, Charles Geraci , a former VSR FInancial Services broker who is not currently registered with any brokerage firm, discloses two pending customer disputes and 7…

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  • Robert Rex, Esq.

RBC Capital Ordered to Pay $723K For Sale of MLPs to Senior Citizen-Tampa, FL
RBC Capital Ordered to Pay $723K For Sale of MLPs to Senior Citizen-Tampa, FL 150 150 Robert Rex, Esq.

November 2017-Tampa, FL A FINRA arbitration panel comprised by an all public panel of three arbitrators, ordered RBC Capital Markets and broker Bruce Cameron of Norwell, Massachusetts,  to pay a former…

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  • Robert Rex, Esq.

William J. Paynter, Jr.-Wells Fargo Broker Discloses Multiple Customer Complaints-Scottsdale, AZ
William J. Paynter, Jr.-Wells Fargo Broker Discloses Multiple Customer Complaints-Scottsdale, AZ 150 150 Robert Rex, Esq.

December 2018-Scottsdale, AZ William J. (“Bill John”) Paynter, Jr., (CRD#2835535) ,  a  stockbroker who is currently employed by Wells Fargo is the subject of a  currently pending customer dispute. He discloses the settlement…

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  • Robert Rex, Esq.

How to Recover Losses on Miller Energy Resources Investments
How to Recover Losses on Miller Energy Resources Investments 150 150 Robert Rex, Esq.

OCTOBER 2017 If you suffered losses as a result of following your broker’s recommendation to invest in Miller Energy Resources, contact us to find out how you may be able…

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  • Robert Rex, Esq.

Abraham Heimann-Former Oppenheimer/Cetera Stockbroker-Subject of Suits Over Energy Investments-Alpharetta, GA
Abraham Heimann-Former Oppenheimer/Cetera Stockbroker-Subject of Suits Over Energy Investments-Alpharetta, GA 150 150 Robert Rex, Esq.

April 2018-Alpharetta, GA According to publicly available records Abraham Heimann, (CRD#1315922) ,  a  stockbroker who last was employed by Cetera Advisors, and who is not currently registered with any brokerage firm, discloses…

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  • Robert Rex, Esq.

Losses on Tiburon Saltwater Reclamation Fund Private Placement ?
Losses on Tiburon Saltwater Reclamation Fund Private Placement ? 150 150 Robert Rex, Esq.

October 2017-Austin, Texas / Greenville, South Carolina If you lost money on the Tiburon Saltwater Reclamation Fund, we may be able to help you recover damages. FINRA (The Financial Industry…

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  • Robert Rex, Esq.

VSR Financial Services-How to Recover Damages On Losses In REITs and Alt. Investments
VSR Financial Services-How to Recover Damages On Losses In REITs and Alt. Investments 150 150 Robert Rex, Esq.

April 2018–VSR Financial Services closed down its operations in the Fall of 2016. Many of its brokers and clients have been transferred to Summit Brokerage Services, a related entity which is…

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  • Robert Rex, Esq.

SEC Files Action vs. FL and TN Oil and Gas Deal Scammers
SEC Files Action vs. FL and TN Oil and Gas Deal Scammers 150 150 Robert Rex, Esq.

August 2017-Ft. Lauderdale, FL/ Gallatin, TN The Securities and Exchange Commission charged two men from Tennessee and a man from Florida with allegedly defrauding investors by false promises of high…

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  • Robert Rex, Esq.

Couple Awarded $550,000 For Losses on Breitburn Energy Investments-St. Louis
Couple Awarded $550,000 For Losses on Breitburn Energy Investments-St. Louis 150 150 Robert Rex, Esq.

September 2017-St. Louis, MO A FINRA arbitration panel ordered J.J.B. Hilliard, W.L. Lyons to pay a couple $450,000 in compensatory damages, $100,000 in punitive damages and costs of over $18,000.…

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  • Robert Rex, Esq.

John S. Simpson – Former RBC Capital Markets Broker-Discloses $11M Customer Suit- Hunt Valley, MD
John S. Simpson – Former RBC Capital Markets Broker-Discloses $11M Customer Suit- Hunt Valley, MD 150 150 Robert Rex, Esq.

June 2017- Hunt Valley, MD According to publicly available records John Scott Simpson  (CRD#719367) ,  a  former stockbroker who was last employed by  RBC Capital Markets,   discloses one regulatory event, a currently pending…

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