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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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Rex Securities Law Investment Fraud Attorney Investigates Kendal A. Fordham – Registered Advisor with Privileged Planning Inc.

Rex Securities Law Investment Fraud Attorney Investigates Kendal A. Fordham – Registered Advisor with Privileged Planning Inc. 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Saint Johns, FL Here’s what you need to know about Saint Johns, FL stockbroker Kendal A. Fordham:  Name: Kendal Ashley Fordham Alias: Kendal Ashley Cann, Kendal…

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Rex Securities Law Investment Fraud Attorney Investigates Raymond James Former Broker Joe Gamez

Rex Securities Law Investment Fraud Attorney Investigates Raymond James Former Broker Joe Gamez 150 150 Robert Rex, Esq.

Last Updated: November 2025 — San Antonio, TX Here’s what you need to know about San Antonio, TX, stockbroker Joe Gamez: Name:Jose Abel Gamez Alias: Joe Gamez Current Employer:None — Permanently barred…

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Rex Securities Law Investment Fraud Attorney Investigates Rogers Haydon formerly a Broker with Raymond James & Associates, Inc.

Rex Securities Law Investment Fraud Attorney Investigates Rogers Haydon formerly a Broker with Raymond James & Associates, Inc. 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Atlanta, GA Here’s what you need to know about Atlanta, GA stockbroker Rogers Haydon: Name: Rogers Haydon Current Employer: Arkadios Wealth Advisors — Investment Adviser Representative (since…

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Rex Securities Law Investment Fraud Attorney Investigates Kevin F. Duffy, Former Broker with Raymond James

Rex Securities Law Investment Fraud Attorney Investigates Kevin F. Duffy, Former Broker with Raymond James 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Louisville, KY Here’s what you need to know about Louisville, KY stockbroker Kevin Duffy: Name: Kevin F. Duffy Current Employer: Not currently registered with a FINRA-member broker-dealer…

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Rex Securities Law Investment Fraud Attorney Investigates Raymond James Formerly Broker Ryan S. Kelly

Rex Securities Law Investment Fraud Attorney Investigates Raymond James Formerly Broker Ryan S. Kelly 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Durham, NC Here’s what you need to know about Durham, NC, stockbroker Ryan S. Kelly: Name: Ryan Scott Kelly. Current Employer: Davenport & Company LLC (CRD #1588);…

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Rex Securities Law Investment Fraud Attorney Investigates Raymond James Former Broker Michael Alan Citron

Rex Securities Law Investment Fraud Attorney Investigates Raymond James Former Broker Michael Alan Citron 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Parsippany, NJ Here’s what you need to know about Parsippany, NJ, stockbroker Michael Alan Citron: Name: Michael Alan Citron CRD Number: 1374797 Current Employers: Vanderbilt Advisory Services & Vanderbilt…

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Rex Securities Law Investment Fraud Attorney Investigates Raymond James & Associates Broker Richard B. Swift

Rex Securities Law Investment Fraud Attorney Investigates Raymond James & Associates Broker Richard B. Swift 150 150 Robert Rex, Esq.

Last Updated: April 2025 – Columbus, GA Richard Swift Investigation Summary Here’s what you need to know about Columbus, GA, stockbroker Richard B. Swift: Name: Mr. Richard Boyd Swift Current Employer: Raymond…

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Rex Securities Law Investment Fraud Attorney Investigates Jonathan Best a broker with Raymond James Financial Services

Rex Securities Law Investment Fraud Attorney Investigates Jonathan Best a broker with Raymond James Financial Services 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Henderson, Texas) Jonathan Best Investigation Summary Here’s what you need to know about Henderson, Texas, stockbroker Jonathan Best: Name: Mr. Jonathan Earl Best Current Employer: Raymond…

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Rex Securities Law Investment Fraud Attorney Investigates Russell Stein a broker with Raymond James

Rex Securities Law Investment Fraud Attorney Investigates Russell Stein a broker with Raymond James 150 150 Robert Rex, Esq.

Last Updated: May 2024 (Houston, TX) Russell Stein Investigation Summary Here’s what you need to know about Houston, TX, stockbroker Russell Stein: Name: Mr. Russell William Stein Current Employer: Raymond…

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[INVESTOR ALERT] Texas Regulators Announce Settlement with Raymond James

[INVESTOR ALERT] Texas Regulators Announce Settlement with Raymond James 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Austin, Texas) Texas State Securities Board Joins Multi-State Settlement with Raymond James In a Consent Order dated 12/21/23, The Texas State Securities Board (TSSB) joined Massachusetts,…

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