• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Raymond James Financial Services Broker Frank Young
Rex Securities Law Investment Fraud Attorney Investigates Raymond James Financial Services Broker Frank Young 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Hickory, North Carolina) Frank Young Investigation Summary Here’s what you need to know about Hickory, NC, stockbroker Frank Young: Name: Mr. Sherrill Franklin Young, III Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jeremy Strickler formerly with Raymond James & Assoc.
Rex Securities Law Investment Fraud Attorney Investigates Jeremy Strickler formerly with Raymond James & Assoc. 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Greenville, South Carolina) Jeremy Strickler Investigation Summary Here’s what you need to know about Greenville, SC, stockbroker Jeremy Strickler: Name: Mr. Jeremy Luke Strickler Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Raymond James & Assoc. Broker David O. Carlock
Rex Securities Law Investment Fraud Attorney Investigates Raymond James & Assoc. Broker David O. Carlock 150 150 Robert Rex, Esq.

Last Updated:  September 2023 (San Antonio, Texas) David Carlock Investigation Summary Here’s what you need to know about San Antonio, Texas, stockbroker David O. Carlock: Name:  Mr. David Overton Carlock…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jeff Craig Dargatz formerly with Raymond James Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Jeff Craig Dargatz formerly with Raymond James Financial Services 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Dallas, Texas) Jeff Craig Dargatz Investigation Summary Here’s what you need to know about Dallas, Texas stockbroker Jeff C. Dargatz: Name: Mr. Jeff Craig Dargatz Current…

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  • ER

Roman Meyerhans- Raymond James Advisor -Discloses Regulatory Event and Customer Dispute- Miami, FL
Roman Meyerhans- Raymond James Advisor -Discloses Regulatory Event and Customer Dispute- Miami, FL 150 150 ER

Roman Meyerhans Investigation June 2023- Miami, FL The FINRA records of Roman Meyerhans,  a broker employed by Raymond James & Associates, Inc. disclose a regulatory matter and a customer dispute. The…

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  • ER

Amit Kumar Bhatia-Former Raymond James Broker-Discloses a Regulatory Suspension – New York, NY
Amit Kumar Bhatia-Former Raymond James Broker-Discloses a Regulatory Suspension – New York, NY 150 150 ER

Amit Bhatia Investigation March 2023-New York NY According to publicly available records Amit Kumar Bhatia , a former broker who last worked for Raymond James,  discloses a final regulatory matter. The…

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  • ER

Ellen Reynard- Former Raymond James Broker-Discloses Regulatory Suspension and Termination from Employment- Beaumont, TX
Ellen Reynard- Former Raymond James Broker-Discloses Regulatory Suspension and Termination from Employment- Beaumont, TX 150 150 ER

Ellen Reynard Investigation March 2022-Beaumont, TX The FINRA records of Ellen Gayle Reynard,  a  broker previously employed by Raymond James Financial Services , disclose a regulatory matter and a termination from employment.…

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  • ER

William Seibert- Raymond James Broker- Discloses $897.5K Settlement with Customer and a Pending Customer Case- Houma, LA
William Seibert- Raymond James Broker- Discloses $897.5K Settlement with Customer and a Pending Customer Case- Houma, LA 150 150 ER

William Seibert Investigation March  2023-Houma, LA According to publicly available records William Colin Seibert,  a Raymond James & Associates, Inc.  broker, discloses a $897,500 settlement payment and a pending customer dispute.…

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Rex Securities Law Investment Fraud Attorney Investigates William Winchester III (aka Bill Woods) formerly with Raymond James Financial Services
Rex Securities Law Investment Fraud Attorney Investigates William Winchester III (aka Bill Woods) formerly with Raymond James Financial Services 150 150 ER

Last Updated: October 2023 (Chattanooga, TN) William Winchester Investigation Summary Here’s what you need to know about Chattanooga, TN, stockbroker Bill Woods: Name: Mr. William F. Winchester, III Current Employer:…

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  • ER

Chuck Cox-Raymond James Broker-Discloses Prior Customer Dispute and Customer Dispute -Federal Way, WA
Chuck Cox-Raymond James Broker-Discloses Prior Customer Dispute and Customer Dispute -Federal Way, WA 150 150 ER

Charles (Chuck) Arthur Cox Investigation March 2022- Federal Way, WA According to publicly available records  Chuck Cox , a stockbroker registered with Raymond James Financial Services Advisors, Inc. discloses a…

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