Last Updated: January 2024 (Lubbock, Texas) Darren James Investigation Summary Here’s what you need to know about Lubbock, Texas, stockbroker Darren James: Name: Mr. Darren Allen James Current Employer: LPL…
read moreLast Updated: December 2023 (George Island, FL & Louisville, KY) Jon Rice Investigation Summary Here’s what you need to know about George Island, FL and Louisville, KY, stockbroker Jon Rice:…
read moreLast Updated: December 2023 (Sunrise, FL) Jean Coulanges Investigation Summary Here’s what you need to know about Sunrise, FL, stockbroker Jean Coulanges: Name: Jean Kelly Coulanges Current Employer: A.G.P./ Alliance…
read moreLast Updated: November 2023 (Coral Gables, FL) Raymond Sardina Investigation Summary Here’s what you need to know about Coral Gables, FL, stockbroker Raymond Sardina: Name: Mr. Raymond Sardina Current Employer:…
read moreLast Updated: November 2023 (The Villages, Florida) Marc Hallick Investigation Summary Here’s what you need to know about The Villages, stockbroker Marc Hallick: Name: Mr. Marc Damon Hallick Current Employer:…
read moreLast Updated: November 2023 (Hickory, North Carolina) Frank Young Investigation Summary Here’s what you need to know about Hickory, NC, stockbroker Frank Young: Name: Mr. Sherrill Franklin Young, III Current…
read moreLast Updated: November 2023 (Greenville, South Carolina) Jeremy Strickler Investigation Summary Here’s what you need to know about Greenville, SC, stockbroker Jeremy Strickler: Name: Mr. Jeremy Luke Strickler Current Employer:…
read moreLast Updated: September 2023 (San Antonio, Texas) David Carlock Investigation Summary Here’s what you need to know about San Antonio, Texas, stockbroker David O. Carlock: Name: Mr. David Overton Carlock…
read moreLast Updated: September 2023 (Dallas, Texas) Jeff Craig Dargatz Investigation Summary Here’s what you need to know about Dallas, Texas stockbroker Jeff C. Dargatz: Name: Mr. Jeff Craig Dargatz Current…
read moreRoman Meyerhans Investigation June 2023- Miami, FL The FINRA records of Roman Meyerhans, a broker employed by Raymond James & Associates, Inc. disclose a regulatory matter and a customer dispute. The…
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