New Jersey Certified Financial Planners Disciplined by CFP Board-SEPTEMBER 2021 UPDATE
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Robert Rex, Esq.
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According to their website, the “Certified Financial Planner (CFP) Board is a non-profit organization acting in the public interest by fostering professional standards in personal financial planning through its setting
and enforcement of the education, examination, experience, ethics and other requirementments for CFP. “
The CFP Board can discipline those holding the CFP title in one of three ways:
Public Letter of Admonition
Temporary Suspension of CFP certification
Revocation of individual’s CFP certification
The list below, taken from the CFP board disciplinary page of their website, is a historical record of individuals from New Jersey who have
been disciplined by CFP Board and does not imply that any listed discipline is currently in force. To verify an individual’s current certification status visit the CFP
website here.
Revocations
Stuart Albert (Marlton)
Michael R.
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