• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Spartan Capital Securities Broker Jose Luis Valdez
Rex Securities Law Investment Fraud Attorney Investigates Spartan Capital Securities Broker Jose Luis Valdez 150 150 Robert Rex, Esq.

Last Updated: October 2023 (New York, NY) Jose Luis Valdez Investigation Summary Here’s what you need to know about New York, NY, stockbroker Jose Luis Valdez, Jr.: Name: Mr. Jose…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Spartan Capital Securities Broker Joe Kelly
Rex Securities Law Investment Fraud Attorney Investigates Spartan Capital Securities Broker Joe Kelly 150 150 Robert Rex, Esq.

Last Updated: October 2023 (New York, NY) Joe Kelly Investigation Summary Here’s what you need to know about New York, NY, stockbroker Joe Kelly: Name: Mr. Joseph Kelly Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Patrick A. Perugino formerly with Spartan Capital Securities
Rex Securities Law Investment Fraud Attorney Investigates Patrick A. Perugino formerly with Spartan Capital Securities 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Garden City, NY) Patrick Perugino Investigation Summary Here’s what you need to know about Garden City, NY, stockbroker Patrick Perugino: Name: Mr. Patrick A. Perugino Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Terry Tzagarakis formerly with Spartan Capital Securities
Rex Securities Law Investment Fraud Attorney Investigates Terry Tzagarakis formerly with Spartan Capital Securities 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Tifton, GA) Terry Tzagarakis Investigation Summary Here’s what you need to know about Bay Ridge, NY, stockbroker Terry Tzagarakis: Name: Mr. Terry Tzagarakis Current Employer: Suspended…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ian Lowrey formerly with Spartan Capital Securities
Rex Securities Law Investment Fraud Attorney Investigates Ian Lowrey formerly with Spartan Capital Securities 150 150 Robert Rex, Esq.

Last Updated: September 2023 (New York. NY) Ian Lowrey Investigation Summary Here’s what you need to know about New York, NY, stockbroker Ian Lowrey: Name: Mr. Ian Phillip Lowrey Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Spartan Capital Securities Broker Mack L. Miller
Rex Securities Law Investment Fraud Attorney Investigates Spartan Capital Securities Broker Mack L. Miller 150 150 Robert Rex, Esq.

Last Updated: September 2025 — New York, NY Here’s what you need to know about New York, NY stockbroker Mack L. Miller: Name: Mack Leon Miller Alias: Mark Miller Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Spartan Capital Securities Broker Peter J. Malone
Rex Securities Law Investment Fraud Attorney Investigates Spartan Capital Securities Broker Peter J. Malone 150 150 Robert Rex, Esq.

Last Updated: September 2023 (New York, NY) Peter J. Malone Investigation Summary Here’s what you need to know about New York, stockbroker Peter Malone: Name: Mr. Peter James Malone Current…

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  • ER

Christopher Blumer- Former SW. Financial Broker-Discloses Award and Pending Customer Dispute-New York, NY
Christopher Blumer- Former SW. Financial Broker-Discloses Award and Pending Customer Dispute-New York, NY 150 150 ER

Christopher Blumer Investigation March 2023- New York, NY The FINRA records of Michael Christopher Blumer, a former SW Financial broker who currently works for Spartan Capital Securities,  disclose two pending and two prior…

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  • Robert Rex, Esq.

Shadi Barakat- Spartan Capital Broker-Discloses Customer Suits-NYC
Shadi Barakat- Spartan Capital Broker-Discloses Customer Suits-NYC 150 150 Robert Rex, Esq.

Shadi Barakat Investigation August 2022 -New York The FINRA records of  Shadi Taysir Barakat,  a  stock broker who is currently employed by Spartan Capital Securities disclose 3 regulatory events,  a currently pending customer dispute, 3…

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  • Robert Rex, Esq.

Christopher Orlando- Former Spartan Capital Broker- Barred From Industry by Regulator-Staten Island, NY
Christopher Orlando- Former Spartan Capital Broker- Barred From Industry by Regulator-Staten Island, NY 150 150 Robert Rex, Esq.

September 2021- Staten Island, NY The FINRA records of  Christopher G. Orlando ,  a  former financial advisor who was last employed by  Spartan Capital Securities disclose a regulatory event and two…

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