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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jon J. Toerner, Broker formerly with Fidelity
Rex Securities Law Investment Fraud Attorney Investigates Jon J. Toerner, Broker formerly with Fidelity 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Austin, TX Here’s what you need to know about Austin, TX stockbroker Jon J. Toerner: Name:Jon James Toerner Alias: Jon James Preston Toerner Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Stifel, Nicolaus & Company Broker Edward J. Villanyi
Rex Securities Law Investment Fraud Attorney Investigates Stifel, Nicolaus & Company Broker Edward J. Villanyi 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Indianapolis, IN Here’s what you need to know about Indianapolis, IN stockbroker Edward J. Villanyi: Name: Edward Joseph Villanyi. Current Employer: Stifel, Nicolaus & Company, Incorporated —…

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  • Robert Rex, Esq.

Jason Dukas-Former Stifel Nicolaus & Co Broker-Discloses Regulatory Event and a Termination- Clearwater, FL
Jason Dukas-Former Stifel Nicolaus & Co Broker-Discloses Regulatory Event and a Termination- Clearwater, FL 150 150 Robert Rex, Esq.

July 2025- Clearwater, FL According to publicly available records Jason Dukas (CRD#4188239), a  stockbroker with  Stifel, Nicolaus & Company, discloses a regulatory event and a termination from employment. The Financial…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates David Stone a Financial Advisor with Stifel Nicolaus & Co.
Rex Securities Law Investment Fraud Attorney Investigates David Stone a Financial Advisor with Stifel Nicolaus & Co. 150 150 Robert Rex, Esq.

Last Updated: July 2025 (New York, NY & Miami, FL) Dave Stone Investigation Summary Here’s what you need to know about New York, NY & Miami, FL, stockbroker David Stone:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Loren Morrison formerly with Stifel Nicolaus & Company
Rex Securities Law Investment Fraud Attorney Investigates Loren Morrison formerly with Stifel Nicolaus & Company 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Southfield, MI) Loren Morrison Investigation Summary Here’s what you need to know about Southfield, MI, stockbroker Loren Morrison: Name: Loren Justin Morrison Current Employer: Stifel Nicolaus…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jennifer Basey (Hilliard) formerly with Stifel, Nicolaus & Company
Rex Securities Law Investment Fraud Attorney Investigates Jennifer Basey (Hilliard) formerly with Stifel, Nicolaus & Company 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Ft. Myers, Florida) Jennifer Basey Investigation Summary Here’s what you need to know about Fr. Myers, stockbroker Jeffifer Basey: Name: Jennifer Lillian Basey Current Employer: American…

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  • ER

Gregory Sain – Former Stifel Nicolaus Broker- Discloses Prior Customer Settlements – Beverly Hills, CA
Gregory Sain – Former Stifel Nicolaus Broker- Discloses Prior Customer Settlements – Beverly Hills, CA 150 150 ER

Gregory Sain Investigation June 2023 – Beverly Hills, CA According to publicly available records  Gregory Sain ,  a broker  who was previously registered with Stifel Nicolaus and is now with Morgan…

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  • ER

John “JC” Carroll- Former Vanderbilt Securities Broker-Suspended Indefinitely From Securities Industry by Regulators -Juno Beach, FL
John “JC” Carroll- Former Vanderbilt Securities Broker-Suspended Indefinitely From Securities Industry by Regulators -Juno Beach, FL 150 150 ER

John “JC” Carroll Investigation June  2023-Juno Beach, FL According to publicly available records John Carroll IV a former broker who previously was employed by  Vanderbilt Securities,  discloses a final regulatory matter…

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  • Robert Rex, Esq.

Stifel Nicolaus & Co. Fined $2.5 Million For Allowing Broker to Make Unauthorized Trades
Stifel Nicolaus & Co. Fined $2.5 Million For Allowing Broker to Make Unauthorized Trades 150 150 Robert Rex, Esq.

Stifel Nicolaus Investigation May 2023- Taunton, MA  According to publicly available records,  Stifel Nicolaus & Co.  has been fined $2.5 million by Massachusetts securities regulator William Galvin for ignoring a…

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  • ER

Robert Turner-Former UBS Financial Broker-Discloses over $12 M in Settlements Involving Phony Annuities -Waco, Texas
Robert Turner-Former UBS Financial Broker-Discloses over $12 M in Settlements Involving Phony Annuities -Waco, Texas 150 150 ER

Robert Turner Investigation March  2023- Waco, Texas According to publicly available records Robert Earl Turner, Jr.  , (CRD# 2113736 ),  a  stockbroker who formerly worked  with UBS Financial Services, Inc.   discloses 7…

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