Protecting
Investor the
 Stockbroker Malpractice
Negligence, Fraud Schedule a FREE Consultation

Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • ER

Walter Hall-Former Coastal Equities Broker-Discloses 2 Terminations From Employment-Memphis, TN
Walter Hall-Former Coastal Equities Broker-Discloses 2 Terminations From Employment-Memphis, TN 150 150 ER

Walter S. Hall Investigation May 2022-Memphis, TN The FINRA records of Walter Scott Hall,  an unregistered broker, last employed with Coastal Equities, discloses 2 terminations from employment. The Financial Industry Regulatory…

read more
  • ER

Ryan Gonazles-Former J.P. Morgan Broker-Discloses Termination of Employment-Westminster, CO
Ryan Gonazles-Former J.P. Morgan Broker-Discloses Termination of Employment-Westminster, CO 150 150 ER

Ryan Gonzales Investigation May 2022-Westminster, CO The FINRA records of Ryan Gonzales,  a broker who was previously with JP Morgan Securities discloses a termination from employment. The Financial Industry Regulatory Authority (FINRA)…

read more
  • ER

John Tweardy- Former H. Beck Broker- Discloses $1.25M Prior Customer Dispute and Termination of Employment- Canonsburg, PA
John Tweardy- Former H. Beck Broker- Discloses $1.25M Prior Customer Dispute and Termination of Employment- Canonsburg, PA 150 150 ER

John Tweardy Investigation May, 2022 – Canonsburg, PA The FINRA records of John Tweardy  , a former stockbroker who was last employed by H. Beck, Inc. , discloses settlement of a customer dispute and a…

read more
  • ER

George McCaffrey- Former NTB Financial Broker- Permanently Barred from FINRA- Englewood, CO
George McCaffrey- Former NTB Financial Broker- Permanently Barred from FINRA- Englewood, CO 150 150 ER

George L. McCaffrey Investigation May 2022 – Englewood, CO According to publicly available records, George Louis McCaffrey, a former stockbroker who was last employed by NTB Financial Corporation (formerly Neidiger…

read more
  • ER

Chadwick Collins-Former Kestra Broker-Discloses Customer Disputes and a Termination-Carlsbad, CA
Chadwick Collins-Former Kestra Broker-Discloses Customer Disputes and a Termination-Carlsbad, CA 150 150 ER

Chadwick Collins Investigation May 2022-Carlsbad, CA The FINRA records of Chadwick Collins,  a Kestra Investment Services/Wedbush Securities broker discloses 3 pending customer disputes, 3 prior finalized customer disputes and a termination from employment.…

read more
  • ER

Juan Ceja- Former PFS Investments Broker- Permanently Barred from FINRA- Medford, OR
Juan Ceja- Former PFS Investments Broker- Permanently Barred from FINRA- Medford, OR 150 150 ER

Juan Ceja Investigation May  2022 – Medford, OR According to publicly available records, Juan Manuel Ceja, a former stockbroker who was last employed by PFS Investments Inc.,  discloses a prior…

read more
  • ER

Tyler Rigsbee- Former Wells Fargo Broker- Permanently Barred from FINRA- Sacramento, CA
Tyler Rigsbee- Former Wells Fargo Broker- Permanently Barred from FINRA- Sacramento, CA 150 150 ER

Tyler Rigsbee Investigation May  2022 – Sacramento, CA According to publicly attained records, Tyler Michael Rigsbee, a former stockbroker who was last employed by Wells Fargo Clearing Services,  discloses a…

read more
  • ER

Glennon Cole- Former Moloney Securities Broker- Discloses Customer Disputes and a Termination from Employment-Manchester, MO
Glennon Cole- Former Moloney Securities Broker- Discloses Customer Disputes and a Termination from Employment-Manchester, MO 150 150 ER

Glennon Cole Investigaton April 2022- Manchester, MO According to publicly available records,  Glennon J. Cole,  a currently unregistered  financial advisor who previously was employed by Moloney Securities, Co., Inc. discloses  prior…

read more
  • ER

Joffre Salazar- Former LPL Financial Broker- Discloses a Regulatory Event Involving Forgery and a Termination from Employment-Staten Island, NY
Joffre Salazar- Former LPL Financial Broker- Discloses a Regulatory Event Involving Forgery and a Termination from Employment-Staten Island, NY 150 150 ER

Joffre Salazar Investigaton April 2022- Staten Island, NY According to publicly available records,  Joffre Salazar,  a currently unregistered  financial advisor who previously was employed by LPL  Financial discloses a regulatory…

read more
  • ER

David Melilli- Former Cambridge Investment Broker-Barred From Industry by Securities Regulator-Moorestown, NJ
David Melilli- Former Cambridge Investment Broker-Barred From Industry by Securities Regulator-Moorestown, NJ 150 150 ER

David Melilli Investigation April 2022- Moorestown, NJ The FINRA records of  David J. Melilli ,  a  former financial advisor who was last employed by Cambridge Investment Research and Sagepoint Financial, Inc.,…

read more
Enter your
text here

You cannot copy content of this page