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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

James Booth-Former LPL Financial Broker-Barred from Industry-Subject of Multiple Theft Claims-Norwalk, CT
James Booth-Former LPL Financial Broker-Barred from Industry-Subject of Multiple Theft Claims-Norwalk, CT 150 150 Robert Rex, Esq.

June 2020- Norwalk, CT According to publicly available records, former LPL Financial financial advisor James T. Booth,  has been barred from the securities industry by FINRA. He  discloses 3 regulatory…

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  • Robert Rex, Esq.

Donald Cox-Raymond James Broker-Discloses Regulatory Event and Customer Dispute-Wyandotte, MI
Donald Cox-Raymond James Broker-Discloses Regulatory Event and Customer Dispute-Wyandotte, MI 150 150 Robert Rex, Esq.

June 2020- Wyandotte, MI The FINRA records of Donald Marshall Cox, a broker  employed  by  Raymond James & Associates, Inc. , disclose  a regulatory event and a customer dispute. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Joel “Kirk” Corbin-Prospera Financial Services Broker-Discloses Customer Dispute- Lubbock, TX
Joel “Kirk” Corbin-Prospera Financial Services Broker-Discloses Customer Dispute- Lubbock, TX 150 150 Robert Rex, Esq.

June 2020 -Lubbock, TX The FINRA records of Joel “Kirk” Corbin, a stockbroker registered with Prospera Financial Services, Inc. , disclose a settled customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

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  • Robert Rex, Esq.

Tom “Bud” Arnett, Jr.- Prospera Financial Services Broker- Discloses Settled Customer Dispute-Lubbock, TX
Tom “Bud” Arnett, Jr.- Prospera Financial Services Broker- Discloses Settled Customer Dispute-Lubbock, TX 150 150 Robert Rex, Esq.

June 2020 -Lubbock, TX The FINRA records of Tom “Bud” Arnett, Jr. , a stockbroker registered with Prospera Financial Services, Inc. , disclose a settled customer dispute. The Financial Industry Regulatory Authority…

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  • Robert Rex, Esq.

Dale Johnson, Jr. -Stifel, Nicolaus & Company Broker-Discloses Pending Dispute-Abilene, TX
Dale Johnson, Jr. -Stifel, Nicolaus & Company Broker-Discloses Pending Dispute-Abilene, TX 150 150 Robert Rex, Esq.

June 2020 -Abilene, TX The FINRA records of Dale Franklin Johnson  , a stockbroker registered with Stifel, Nicolaus & Company , disclose a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that…

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  • Robert Rex, Esq.

Jeffrey Glenn-BBVA Securities Broker-Discloses Customer Dispute-San Antonio, TX
Jeffrey Glenn-BBVA Securities Broker-Discloses Customer Dispute-San Antonio, TX 150 150 Robert Rex, Esq.

June 2020 -San Antonio, TX The FINRA records of Jeffrey N. Glenn  , a stockbroker registered with BBVA Securities, Inc. , disclose a customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

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  • Robert Rex, Esq.

Craig A. Foreman-Edward Jones Broker-Discloses Pending Customer Dispute-Odessa, TX
Craig A. Foreman-Edward Jones Broker-Discloses Pending Customer Dispute-Odessa, TX 150 150 Robert Rex, Esq.

June 2020 -Odessa, TX The FINRA records of Craig Alan Foreman  , a stockbroker registered with Edward Jones disclose a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that…

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  • Robert Rex, Esq.

Jesse McGuire- Former J.P. Morgan Broker-Barred by Securities Regulator- Humble, TX
Jesse McGuire- Former J.P. Morgan Broker-Barred by Securities Regulator- Humble, TX 150 150 Robert Rex, Esq.

April 2020- Houston, TX The FINRA records of Jesse O. McGuire, a broker previously employed  by  J.P. Morgan Chase Bank, disclose  a regulatory event resulting in his bar from the securities…

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  • Robert Rex, Esq.

Shelley Eddy-Peachcap Securities Broker-Discloses 5 Pending Customer Disputes- Atlanta, GA
Shelley Eddy-Peachcap Securities Broker-Discloses 5 Pending Customer Disputes- Atlanta, GA 150 150 Robert Rex, Esq.

June 2020 -Atlanta, GA The FINRA records of Shelley L. Eddy  , a stockbroker registered with Peachcap Securities, Inc. , disclose 5 pending customer disputes and 2 prior customer disputes. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Lori Antolovic-Raymond James Broker-Discloses Regulatory Event-Dallas, TX
Lori Antolovic-Raymond James Broker-Discloses Regulatory Event-Dallas, TX 150 150 Robert Rex, Esq.

June 2020-Dallas, TX According to publicly available records of Lori S. Antolovic ,  a  stockbroker employed with Raymond James & Associates, Inc. ,  discloses  a regulatory event . The Financial Industry…

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