• Robert Rex, Esq.

William Risinger of Round Rock Texas Sentenced to 160 Months on Ponzi Scheme
William Risinger of Round Rock Texas Sentenced to 160 Months on Ponzi Scheme 150 150 Robert Rex, Esq.

May 2016-Austin, Texas The US Attorney’s Office for the Western District of Texas reports that William Risinger of Round Rock, Texas, was sentenced to 160 months in federal prison in…

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  • Robert Rex, Esq.

Robert Hahn, Former Tyler Insurance Agent, Sentenced to 36 Months
Robert Hahn, Former Tyler Insurance Agent, Sentenced to 36 Months 150 150 Robert Rex, Esq.

April 2016-Tyler, Texas Robert Hahn, a 64 year old former Tyler insurance agent was sentenced to serve 36 months in federal prison for wire fraud and money laundering , according…

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  • Robert Rex, Esq.

Claus Foerster Indicted for $2.8M Fraud-Spartanburg, S Carolina
Claus Foerster Indicted for $2.8M Fraud-Spartanburg, S Carolina 150 150 Robert Rex, Esq.

March 2016 The US Attorney’s Office for District of South Carolina announced that Claus C. Foerster, age 55, of Spartanburg, South Carolina was charged in a 5 count indictment with…

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  • Robert Rex, Esq.

Michael J. Smeriglio Customer Paid $2.5 Million Settlement
Michael J. Smeriglio Customer Paid $2.5 Million Settlement 150 150 Robert Rex, Esq.

April 2016-Trumbull, CT The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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  • Robert Rex, Esq.

Colleyville, Texas Resident Sentenced to 15 Years for Wind Farm Scam
Colleyville, Texas Resident Sentenced to 15 Years for Wind Farm Scam 150 150 Robert Rex, Esq.

March 15, 2016-Dallas, Texas The Department of Justice announced that Colleyville, Texas, resident David L. Spaulding, 62, has been sentenced to 15 years in federal prison and ordered to pay…

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  • Robert Rex, Esq.

“Free Dinner” Investment Scam in Florida Leads to Fraud Complaint Against Four Individuals
“Free Dinner” Investment Scam in Florida Leads to Fraud Complaint Against Four Individuals 150 150 Robert Rex, Esq.

April 4, 2016 The Securities and Exchange Commission (SEC) filed a complaint charging four individuals with fraud on senior citizens who were tempted to “free dinner” seminars where they were…

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  • Robert Rex, Esq.

Eric Johnson Investigation Update-Former Redridge Securities Stock Broker
Eric Johnson Investigation Update-Former Redridge Securities Stock Broker 150 150 Robert Rex, Esq.

April 12, 2016 In October 2014, former Redridge Securities stock broker Eric W. Johnson was barred from the securities industry for failing to cooperate with a FINRA investigation of allegations…

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  • Robert Rex, Esq.

Terry Joe Bagwell – Former Pruco Securities Broker-Discloses Numerous Customer Dispute Settlements-Birmingham, Alabama
Terry Joe Bagwell – Former Pruco Securities Broker-Discloses Numerous Customer Dispute Settlements-Birmingham, Alabama 150 150 Robert Rex, Esq.

 Birmingham, Alabama UPDATE MAY 2017 FINRA records disclose that Terry Joe Bagwell has 3 currently pending and 11 prior final customer disputes.  Bagwell is not currently registered as a stockbroker. He…

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  • Robert Rex, Esq.

Candace McLeod, Holt, FLA, Sentenced to 75 Months for Wire Fraud
Candace McLeod, Holt, FLA, Sentenced to 75 Months for Wire Fraud 150 150 Robert Rex, Esq.

April 1, 2016 Candace B. McLeod, 32, of Holt, FL, was sentenced to 75 months in Federal prison according to a release from the US Department of Justice.  McLeod had…

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  • Robert Rex, Esq.

Daniel and Matthew Rivera Ponzi Scheme-Robbins Lane
Daniel and Matthew Rivera Ponzi Scheme-Robbins Lane 150 150 Robert Rex, Esq.

March 30, 2016 The U.S. Securities and Exchange Commission charged Daniel Rivera and his brother Matthew Rivera, and their company, with a $2.7 million Ponzi scheme targeting elderly and unsophisticated…

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