Last Updated: December 2023 (Tampa, Florida) Bill Godfrey Investigation Summary Here’s what you need to know about Tampa, FL, stockbroker Bill Godfrey : Name: Mr. William Wade Godfrey Current Employer:…
read moreLast Updated: November 2023 (Jonesboro, Arkansas) Barry Hesse Investigation Summary Here’s what you need to know about Jonesboro, AR, stockbroker Barry Hesse: Name: Mr. Barry Brian Hesse Current Employer: Thrivent…
read moreJune 2020- The Villages, TX According to publicly available records, former Thrivent Investment Management, Inc., financial advisor Thomas Struder, has been barred from the securities industry by FINRA. The Financial…
read moreOctober 2020- Oconomowoc, WI According to publicly available records, former Mutual of Omaha Investor Services, Inc., financial advisor Edward Earl Matthes , discloses 5 regulatory events, a civil event, 15 prior…
read moreOctober 2020- Montevideo, MN According to publicly available records Robert Nordaune (CRD#2313216), a former stockbroker who last worked for Thrivent Investment, Inc., discloses a regulatory event and a termination from…
read moreJune 2020- Appleton, WI According to publicly available records, former Thrivent Investment Management, Inc., financial advisor Paul W. Petrillo, is barred from FINRA and discloses a settled customer dispute. The…
read moreFebruary 2017-Oshkosh, Wisconsin According to US News, the sheriff of Winnebago County reports that former Thrivent Investment Management stock broker Jean A. Walsh-Josephson and her husband, Dewey Josephson, were found…
read moreEl Paso, Texas According to FINRA records, Miguel A. Hernandez , a broker who was formerly registered with Thrivent Investment Management in El Paso, Texas , has been permanently barred from acting as a…
read moreJune 24, 2015 Bruce R. Geiger entered into an Order Accepting Offer of Settlement with the Financial Industry Regulatory Authority (FINRA) to resolve allegations by FINRA that he had violated…
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