• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wayne Hast, Broker with Realta Equities and Investment Adviser with Crescent Advisor Group
Rex Securities Law Investment Fraud Attorney Investigates Wayne Hast, Broker with Realta Equities and Investment Adviser with Crescent Advisor Group 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Plano, TX Here’s what you need to know about Plano, TX stockbroker and investment adviser Kenneth Wayne Hast: Name: Kenneth Wayne Hast Current Employers: Realta Equities, Inc. — FINRA Broker…

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  • Robert Rex, Esq.

Donald L. Wells-Titan Securities Broker-Sued by Client for $170,000
Donald L. Wells-Titan Securities Broker-Sued by Client for $170,000 150 150 Robert Rex, Esq.

January 2025-Seattle, WA The FINRA records of  Donald L. Wells ,  a   stockbroker who is currently registered with  Realta Equities. He was formerly with Titan Securities from 12/2017-6/2023. His FINRA records disclose a…

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  • Robert Rex, Esq.

Brad Brooks-Titan Securities Broker-Discloses Regulatory Investigation-Addison, TX
Brad Brooks-Titan Securities Broker-Discloses Regulatory Investigation-Addison, TX 150 150 Robert Rex, Esq.

Brad Brooks Investigation November 2021- Addison, Texas The FINRA records of  Brad C. Brooks ,  a   broker who is employed by  Titan Securities  disclose a currently pending regulatory investigation, 6 prior final customer…

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  • Robert Rex, Esq.

Richard Demetriou -Titan Securities Broker-Permanently Barred from FINRA- Addison, TX
Richard Demetriou -Titan Securities Broker-Permanently Barred from FINRA- Addison, TX 150 150 Robert Rex, Esq.

Richard Demetriou Investigation Former Titan Securities Financial Advisor June 2021 – Addison, TX According to publicly available records, former Titan Securities,  financial advisor Richard Demetriou,  has been barred from the securities…

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  • Robert Rex, Esq.

John L. Mitchell-Titan Securities Broker-Discloses Customer Disputes – Addison, TX
John L. Mitchell-Titan Securities Broker-Discloses Customer Disputes – Addison, TX 150 150 Robert Rex, Esq.

April 2020-Addison, TX According to publicly available records of John Leighton Mitchell (CRD#336967) ,  a broker with Titan Securities, discloses one final and three currently pending customer disputes. The Financial Industry…

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  • Robert Rex, Esq.

Timothy Walsh-Former Fortune Financial Services Broker-Discloses Settlement of Customer Suit-Fort Worth, TX
Timothy Walsh-Former Fortune Financial Services Broker-Discloses Settlement of Customer Suit-Fort Worth, TX 150 150 Robert Rex, Esq.

September 2019 -Ft. Worth, Texas The FINRA records of  Timothy D. Walsh ,  a   broker who is not currently registered with any broker dealer and who was last employed by Fortune Financial…

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  • Robert Rex, Esq.

Clyde D. Jones-Titan Securities Broker-Subject of Numerous Viatical Related Customer Complaints-Addison, TX
Clyde D. Jones-Titan Securities Broker-Subject of Numerous Viatical Related Customer Complaints-Addison, TX 150 150 Robert Rex, Esq.

May 2018-Addison, Texas The FINRA records of  Clyde D. Jones ,  a   stockbroker who is currently registered with Titan Securities disclose a pending customer dispute, 8  prior final customer disputes  and 2…

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  • Robert Rex, Esq.

Walter W. Parker-Titan Securities Broker-Discloses Settlements of Customer Suits and a Regulatory Investigation-Rowlett, Texas
Walter W. Parker-Titan Securities Broker-Discloses Settlements of Customer Suits and a Regulatory Investigation-Rowlett, Texas 150 150 Robert Rex, Esq.

SEE THIS FOR JANUARY 2020 UPDATE APRIL 2018 UPDATE–Walt Parker suspended in connection with sale of alternative investments, assessed $7,500 fine by FINRA. Read more here.  March 2018-Rowlett, Texas The…

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  • Robert Rex, Esq.

Walt Parker-Former Titan Securities Broker-Subject of Numerous UDF Suits & Regulatory Suspension – Rowlett , Texas
Walt Parker-Former Titan Securities Broker-Subject of Numerous UDF Suits & Regulatory Suspension – Rowlett , Texas 150 150 Robert Rex, Esq.

January 2020-Rowlett, Texas The FINRA records of  Walter (Walt) Parker ,  a  currently unregistered  broker who was last employed by  Titan Securities  disclose a recent regulatory matter,  2 pending customer disputes  and 11 prior…

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  • Robert Rex, Esq.

Thomas P. Smith-Former Titan Securities Broker-Discloses Customer Dispute Over Alternative Investment-Arlington, TX
Thomas P. Smith-Former Titan Securities Broker-Discloses Customer Dispute Over Alternative Investment-Arlington, TX 150 150 Robert Rex, Esq.

April 2017-Arlington, Texas The FINRA records of  Thomas P. Smith ,  a   stockbroker who is currently registered with Center Street Securities disclose a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

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