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Ryan Gonazles-Former J.P. Morgan Broker-Discloses Termination of Employment-Westminster, CO
Ryan Gonazles-Former J.P. Morgan Broker-Discloses Termination of Employment-Westminster, CO 150 150 ER

Ryan Gonzales Investigation May 2022-Westminster, CO The FINRA records of Ryan Gonzales,  a broker who was previously with JP Morgan Securities discloses a termination from employment. The Financial Industry Regulatory Authority (FINRA)…

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Derek Johnson- Former J.P. Morgan Broker- Discloses Pending $3M Customer Dispute -Brea, CA
Derek Johnson- Former J.P. Morgan Broker- Discloses Pending $3M Customer Dispute -Brea, CA 150 150 ER

Derek Johnson Investigation                 THIS POST UPDATED JULY 2025-FOLLOW LINK May 2022-Brea, CA According to publicly available records, Derek Michael Johnson, a former J.P.…

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John LoPinto -Former Worden Capital Management Broker- Sanctioned for Excessive Trading- New York, NY
John LoPinto -Former Worden Capital Management Broker- Sanctioned for Excessive Trading- New York, NY 150 150 ER

John LoPinto Investigation May 2022- New York, NY The FINRA records of John LoPinto,  a currently unregistered broker who was last employed by Worden Capital Management,  disclose  2 regulatory events and 3…

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Todd Sivak- LPL Financial Broker- Discloses Pending Customer Dispute -Oconomowoc, WI
Todd Sivak- LPL Financial Broker- Discloses Pending Customer Dispute -Oconomowoc, WI 150 150 ER

Todd Sivak Investigation May 2022- Oconomowoc, WI According to publicly available records, Todd W. Sivak, an LPL Financial broker discloses pending customer dispute filed during his employment with MML Investors…

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Antoine Souma- Insigneo Securities Broker- Discloses $14M Settlement-Beverly Hills, CA
Antoine Souma- Insigneo Securities Broker- Discloses $14M Settlement-Beverly Hills, CA 150 150 ER

Antoine Souma Investigation May  2022-Beverly Hills, CA According to publicly available records Antoine Nabih Souma, a broker with Insigneo Advisory Services discloses a regulatory event, a prior customer dispute and a…

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Chadwick Collins-Former Kestra Broker-Discloses Customer Disputes and a Termination-Carlsbad, CA
Chadwick Collins-Former Kestra Broker-Discloses Customer Disputes and a Termination-Carlsbad, CA 150 150 ER

Chadwick Collins Investigation May 2022-Carlsbad, CA The FINRA records of Chadwick Collins,  a Kestra Investment Services/Wedbush Securities broker discloses 3 pending customer disputes, 3 prior finalized customer disputes and a termination from employment.…

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Rex Securities Law Investment Fraud Attorney Investigates Raul Benitez formerly with Truist Securities (formerly Suntrust )
Rex Securities Law Investment Fraud Attorney Investigates Raul Benitez formerly with Truist Securities (formerly Suntrust ) 150 150 ER

Last Updated: December 2023 (Aventura, FL) Raul Benitez Investigation Summary Here’s what you need to know about Aventura, Florida, stockbroker Raul Benitez: Name: Mr. Raul Jorge Benitez Current Employer: Aragon…

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Steven Musielski – Former Cambria Capital Broker-Barred From Industry by Securities Regulator-Anaheim, CA
Steven Musielski – Former Cambria Capital Broker-Barred From Industry by Securities Regulator-Anaheim, CA 150 150 ER

Steven Musielski Investigation April 2022- Anaheim, CA The FINRA records of  Steven D. Musielski ,  a  former financial advisor who was last employed by  Cambria Capital, disclose a regulatory event, a…

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David Melilli- Former Cambridge Investment Broker-Barred From Industry by Securities Regulator-Moorestown, NJ
David Melilli- Former Cambridge Investment Broker-Barred From Industry by Securities Regulator-Moorestown, NJ 150 150 ER

David Melilli Investigation April 2022- Moorestown, NJ The FINRA records of  David J. Melilli ,  a  former financial advisor who was last employed by Cambridge Investment Research and Sagepoint Financial, Inc.,…

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