Unauthorized Trading

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Rex Securities Law Investment Fraud Attorney Investigates Raul Benitez formerly with Truist Securities (formerly Suntrust )
Rex Securities Law Investment Fraud Attorney Investigates Raul Benitez formerly with Truist Securities (formerly Suntrust ) 150 150 ER

Last Updated: December 2023 (Aventura, FL) Raul Benitez Investigation Summary Here’s what you need to know about Aventura, Florida, stockbroker Raul Benitez: Name: Mr. Raul Jorge Benitez Current Employer: Aragon…

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Steven Musielski – Former Cambria Capital Broker-Barred From Industry by Securities Regulator-Anaheim, CA
Steven Musielski – Former Cambria Capital Broker-Barred From Industry by Securities Regulator-Anaheim, CA 150 150 ER

Steven Musielski Investigation April 2022- Anaheim, CA The FINRA records of  Steven D. Musielski ,  a  former financial advisor who was last employed by  Cambria Capital, disclose a regulatory event, a…

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David Melilli- Former Cambridge Investment Broker-Barred From Industry by Securities Regulator-Moorestown, NJ
David Melilli- Former Cambridge Investment Broker-Barred From Industry by Securities Regulator-Moorestown, NJ 150 150 ER

David Melilli Investigation April 2022- Moorestown, NJ The FINRA records of  David J. Melilli ,  a  former financial advisor who was last employed by Cambridge Investment Research and Sagepoint Financial, Inc.,…

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Rex Securities Law Investment Fraud Attorney Investigates Felipe Henao Vargas formerly with Insigneo Securities
Rex Securities Law Investment Fraud Attorney Investigates Felipe Henao Vargas formerly with Insigneo Securities 150 150 ER

Last Updated: January 2024 (Miami, Florida) Felipe Henao Vargas Investigation Summary Here’s what you need to know about Miami, FL, stockbroker Felipe Henao Vargas: Name: Mr. Felipe Henao Vargas Current…

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Ignacio Erhart Del Campo- Former Insigneo Securities Broker- Sanctioned for Making Trades in Deceased Customer’s Account – Montevideo, Uruguay
Ignacio Erhart Del Campo- Former Insigneo Securities Broker- Sanctioned for Making Trades in Deceased Customer’s Account – Montevideo, Uruguay 150 150 ER

Ignacio Erhart Del Campo Investigation March 2022- Montevideo, Uruguay The FINRA records of Ignacio Erhart Del Campo  , a former stockbroker who was last employed by Insigneo Securities. , discloses 2 regulatory events and a…

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Joseph Giordano and Roberto Birardi- Aegis Capital Brokers- Suspended by Regulator over Millions in Excess Trading Costs-Melville, NY
Joseph Giordano and Roberto Birardi- Aegis Capital Brokers- Suspended by Regulator over Millions in Excess Trading Costs-Melville, NY 150 150 ER

Joseph M. Giordano and Roberto Birardi / Aegis Capital  Investigation March 2022-Greenwood, SC According to publicly available records Joseph M. Giordano and Robert Birardi,  stockbrokers who are currently employed by…

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  • Robert Rex, Esq.

Joseph F. Valdini-Former Aegis Capital Broker-Barred From Securities Industry by Regulator & Customer Suits-Melville, NY
Joseph F. Valdini-Former Aegis Capital Broker-Barred From Securities Industry by Regulator & Customer Suits-Melville, NY 150 150 Robert Rex, Esq.

Joseph F. Valdini Investigation March 2022-Melville, New York The FINRA records of Joseph F. Valdini ,  a former stock broker who was last employed in the industry by Aegis Capital Corp. , disclose a regulatory matter,…

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  • Robert Rex, Esq.

John Rochester- Morgan Stanley Broker- Subject of $600K Customer Suit-Santa Fe, NM
John Rochester- Morgan Stanley Broker- Subject of $600K Customer Suit-Santa Fe, NM 150 150 Robert Rex, Esq.

John Rochester Investigation November 2021- Santa Fe, NM According to publicly available records,  John A. Rochester, a broker with Morgan Stanley discloses a recently filed customer arbitration seeking damages of $600,000. The…

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