Last Updated: October 2026
Here’s What You Need to Know About Mount Pleasant, South Carolina Stockbroker Laura Clark
- Name: Laura H. Clark
- Current Employer: Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Prior Employers: UBS PaineWebber Inc.; J.C. Bradford & Co.; BB&T Investment Services, Inc.
- Function: Stockbroker / Financial Advisor
- Aliases: Laura Harris Clark, Laura Christine Harris, Laura Harris
- Primary Location: Mount Pleasant, South Carolina
- Other Business Affiliations: Bank of America, N.A.; Clark Air Ventures LLC
- CRD Number: 2483992
- FINRA Arbitration Eligibility: Yes
- Pending Customer Dispute Seeks Damages of $1,180,000
If you’ve sustained damages from Ms. Clark, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Laura Clark?
Laura Clark is the subject of a pending FINRA arbitration involving allegations that she failed to consider the suitability of investments recommended to a customer while associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated.
In August 2026, Clark was served with notice of FINRA arbitration case number 26-01577, in which a Merrill customer alleges that investment recommendations failed to adequately account for the customer’s financial circumstances, investment objectives, and suitability requirements.
The customer seeks $1,180,000 in damages.
Allegations of Broker Misconduct Against Laura Clark
- Alleged failure to consider investment suitability
- Allegedly unsuitable investment recommendations
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)
Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
FINRA Rule 2111- suitability – Regulation Best Interest
Recover Your Investment Losses Now With Rex Securities Law
See this for our prior investigations of Merrill Lynch brokers.
If you have suffered investment losses in an account handled by Laura Clark, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, Florida, Rex Securities Law represents investors nationwide who have suffered financial losses involving stockbroker misconduct, unsuitable investments, misrepresentation, and investment fraud.
Contact experienced investment fraud attorney Bob Rex at (877) 224-3199 for a free consultation.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.