• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates United Planners Financial Services Formerly a Broker Cary Edward Urich
Rex Securities Law Investment Fraud Attorney Investigates United Planners Financial Services Formerly a Broker Cary Edward Urich 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Greenville, SC Here’s what you need to know about Greenville, SC stockbroker Cary Edward Urich: Name: Mr. Cary Edward Urich Current Employer: Vanderbilt Securities, LLC / Vanderbilt…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates United Planners’ Financial Services Former Broker Steven J. Gessner
Rex Securities Law Investment Fraud Attorney Investigates United Planners’ Financial Services Former Broker Steven J. Gessner 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Baltimore, MD Here’s what you need to know about Baltimore, MD, stockbroker Steven Gessner: Name: Mr. Steven Joseph Gessner Current Employer: WPG Financial Group as…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Meredith Lyon a broker with United Planners Financial Service
Rex Securities Law Investment Fraud Attorney Investigates Meredith Lyon a broker with United Planners Financial Service 150 150 Robert Rex, Esq.

Last Updated: June 2024 (Rockland, Maine) Meredith Anne Lyon Investigation Summary Here’s what you need to know about Rockland, ME stockbroker Meredith Anne Lyon: Name: Meredith Anne Lyon Current Employer: United Planners’…

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Rex Securities Law Investment Fraud Attorney Investigates Philip Riposo formerly with United Planners & LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Philip Riposo formerly with United Planners & LPL Financial 150 150 ER

Last Updated:March 2024 (Cave Creek, AZ) Philip Riposo Investigation Summary Here’s what you need to know about Cave Creek, AZ, stockbroker Philip Riposo: Name: Mr. Philip Anthony Riposo Current Employer:…

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Brett S. Ellen-Former Metric Financial Broker-Discloses $1.9M Customer Suit – Las Vegas, NV
Brett S. Ellen-Former Metric Financial Broker-Discloses $1.9M Customer Suit – Las Vegas, NV 150 150 ER

Brett Scott Ellen Investigation Updated October 2023 – Las Vegas, NV According to publicly available records  Brett S. Ellen,  an unregistered broker who was most recently employed by  Metric Financial…

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Carl Gill – Former United Planners Broker- Discloses a Regulatory Event, 4 Settled Customer Disputes, 4 Pending Customer Disputes and 2 Terminations From Employment- Troy, MI
Carl Gill – Former United Planners Broker- Discloses a Regulatory Event, 4 Settled Customer Disputes, 4 Pending Customer Disputes and 2 Terminations From Employment- Troy, MI 150 150 ER

Carl Gill Investigation August 2022- Troy, MI According to publicly recorded records, Carl Damien Gill,  a financial advisor who was last employed by United Planners Financial Services of America,  discloses…

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  • Robert Rex, Esq.

Dexter L. Thomas Litigation Update-June 2019-Dallas, TX
Dexter L. Thomas Litigation Update-June 2019-Dallas, TX 150 150 Robert Rex, Esq.

June 2019  UPDATE–Dallas, TX We are currently pursuing FINRA arbitration claims on behalf of more than 20 individuals who were were customers of Dexter Thomas Financial Services. These individuals are…

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  • Robert Rex, Esq.

Dexter Thomas Litigation Update-Former National Planning Corp. Broker-Dallas, TX
Dexter Thomas Litigation Update-Former National Planning Corp. Broker-Dallas, TX 150 150 Robert Rex, Esq.

May 2019 Litigation UPDATE–Follow this link for the latest on the Dexter Thomas litigation.  If you made a claim for losses that was denied by Mr. Thomas’ former employer, call…

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  • Robert Rex, Esq.

Donald A. Bartelt-Former Newport Coast Securities Broker-Discloses Pending Regulatory Action for Churning
Donald A. Bartelt-Former Newport Coast Securities Broker-Discloses Pending Regulatory Action for Churning 150 150 Robert Rex, Esq.

July 2016-Cave Creek, AZ The FINRA records of Donald A. Bartelt  , a former stock broker who was last employed by  Newport Coast Securities  , disclose a pending regulatory event,  a prior customer dispute , a pending customer…

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  • Robert Rex, Esq.

James F. Fosbre IV-Former United Planners Broker-Discloses Customer Dispute, Termination From Employment-Bayville, NJ
James F. Fosbre IV-Former United Planners Broker-Discloses Customer Dispute, Termination From Employment-Bayville, NJ 150 150 Robert Rex, Esq.

January 2020-Bayville, New Jersey According to FINRA records,  James F. Fosbre, IV ,  a stockbroker  who formerly worked for United Planners Financial Services ,  discloses a prior final customer dispute , a termination from employment…

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