Levert Caldwell Named in Customer Arbitration-National Securities Corporation

Levert Caldwell Named in Customer Arbitration-National Securities Corporation 150 150 Robert Rex, Esq.

May 2016- Staten Island The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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Geoffrey Garratt Named In Customer Arbitration-National Securities Corporation

Geoffrey Garratt Named In Customer Arbitration-National Securities Corporation 150 150 Robert Rex, Esq.

May 2016- Staten Island The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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Gabriel Block Barred From Securities Industry-Oppenheimer & Co.-Red Bank, NJ

Gabriel Block Barred From Securities Industry-Oppenheimer & Co.-Red Bank, NJ 150 150 Robert Rex, Esq.

MAY 2019 UPDATE–Gabriel Block found guilty of unethical and dishonest practices, fined $750,000 by NJ regulators and barred from securities industry by FINRA. See this for details.  May 2016- Red Bank, NJ…

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Michael D. Teutonico Discloses Customer Arbitration-E.J. Sterling

Michael D. Teutonico Discloses Customer Arbitration-E.J. Sterling 150 150 Robert Rex, Esq.

May 2016- Lynbrook, New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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Christopher Cervino-Former Cor Clearing StockBroker-Convicted of Securities Fraud

Christopher Cervino-Former Cor Clearing StockBroker-Convicted of Securities Fraud 150 150 Robert Rex, Esq.

UPDATE MARCH 2017–Christopher Cervino, 44, of Franklin Lakes, New Jersey was convicted of one count of conspiracy to commit securities fraud in connection with his role in a securities fraud scheme…

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How to Recover Losses on Energy Related Master Limited Partnerships

How to Recover Losses on Energy Related Master Limited Partnerships 150 150 Robert Rex, Esq.

May 2016 Investor Claims for Losses on Master Limited Partnerships- Energy Related Investments Rex Securities Law is investigating claims for investors who suffered significant losses as a result of investing…

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Timothy Longo-Former Trident Partners Broker-Subject of Customer Suits-Hauppauge, NY

Timothy Longo-Former Trident Partners Broker-Subject of Customer Suits-Hauppauge, NY 150 150 Robert Rex, Esq.

May 2018-Hauppauge, New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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Patrick H. Maddren-Former Dawson James Broker-Discloses Settlment of $1M Customer Dispute

Patrick H. Maddren-Former Dawson James Broker-Discloses Settlment of $1M Customer Dispute 150 150 Robert Rex, Esq.

UPDATE FEBRUARY 2017-FINRA records disclose that arbitration 16-00849, discussed below, was settled for a payment $295,000 by Dawson James Securities. ORIGINAL POST-May 2016-Ft. Lauderdale, FL The Financial Industry Regulatory Authority…

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Joseph M. Fedorko-Laidlaw & Co. Broker-Named in Customer Disputes

Joseph M. Fedorko-Laidlaw & Co. Broker-Named in Customer Disputes 150 150 Robert Rex, Esq.

February 2019-Stamford , CT The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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Bryan Mazliach-Former Laidlaw & Company Broker-Discloses Customer Arbitrations

Bryan Mazliach-Former Laidlaw & Company Broker-Discloses Customer Arbitrations 150 150 Robert Rex, Esq.

May 2019 The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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