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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


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Rex Securities Law Investment Fraud Attorney Investigates Amanda Ton formerly with USCA Securities

Rex Securities Law Investment Fraud Attorney Investigates Amanda Ton formerly with USCA Securities 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Houston, Texas ) Amanda Ton Investigation Summary Here’s what you need to know about Houston, TX, stockbroker Amanda Ton: Name: Amanda Nu Ton Current Employer: USCA…

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Chris Arnold- Former USCA Securities Advisor-Barred From Industry by Securities Regulators -Houston, TX

Chris Arnold- Former USCA Securities Advisor-Barred From Industry by Securities Regulators -Houston, TX 150 150 ER

Chris Arnold Investigation June  2023-Houston, TX According to publicly available records Chris Arnold a former broker who last worked for USCA Securities,  discloses a regulatory matter resulting in a permanent bar…

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Grizelle Perez-Former Sanders Morris Harris Broker-Permanently Barred by Regulators- Houston, TX

Grizelle Perez-Former Sanders Morris Harris Broker-Permanently Barred by Regulators- Houston, TX 150 150 Robert Rex, Esq.

November 2020- Houston, TX According to publicly available records, former  financial advisor Grizelle E. Perez, who last worked for USCA Securities,  has been barred from the securities industry by FINRA.…

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