Valic Financial Advisors

  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Valic Financial Advisors Broker Ross Brenner
Rex Securities Law Investment Fraud Attorney Investigates Valic Financial Advisors Broker Ross Brenner 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Boca Raton, FL) Ross Brenner Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Ross Brenner: Name: Mr. Ross Brenner Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Valic Financial Advisors Broker Paul Tunink
Rex Securities Law Investment Fraud Attorney Investigates Valic Financial Advisors Broker Paul Tunink 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Boca Raton, FL) Paul Tunink Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Paul Tunink: Name: Mr. Paul Tunink Current Employer:…

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  • Robert Rex, Esq.

Matthew S. Kocsis -Cambridge Investment Research Broker-Discloses Customer Dispute-Charlotte, NC
Matthew S. Kocsis -Cambridge Investment Research Broker-Discloses Customer Dispute-Charlotte, NC 150 150 Robert Rex, Esq.

 JUNE 2017- Charlotte, NC According to publicly available records Matthew S. Kocsis, (CRD#4787057) ,  a  stockbroker who  is registered with Cambridge Investment Research discloses 2 prior customer disputes. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Houston Based Valic Financial Advisors Fined $1.75M by Securities Regulator
Houston Based Valic Financial Advisors Fined $1.75M by Securities Regulator 150 150 Robert Rex, Esq.

November 2016-Houston, Texas The Financial Industry Regulatory Authority (FINRA) fined Valic Financial Advisors  (VFA)$1.75 million for conflicts of interest related to the way it compensates brokers selling annuities. FINRA found…

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  • Robert Rex, Esq.

Former MML Investors Services Broker From Neptune Beach, FL, Arrested in Iowa for Forgery & Theft
Former MML Investors Services Broker From Neptune Beach, FL, Arrested in Iowa for Forgery & Theft 150 150 Robert Rex, Esq.

July 1, 2015 The Financial Industry Regulatory Authority (FINRA) entered a default decision against Jeffrey Alan Stewart barring him from associating with any FINRA member in any capacity for converting…

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