Last Updated: September 2025 — Grand Junction, CO Here’s what you need to know about Grand Junction, CO, stockbroker Ford Keeler: Name: Ford Gray Keeler Current Employer: LPL Financial LLC (Broker/Dealer &…
read moreLast Updated: July 2025 — Nogales, Arizona Here’s what you need to know about Nogales, AZ, stockbroker Ernesto A. Chavez Jr.: Name: Ernesto A. Chavez Jr. CRD Number: 4315877 Current Employer: Emerson Equity…
read moreLast Updated: July 2025 — Pasadena, California Here’s what you need to know about Pasadena, CA, stockbroker Parviz P. Pourfarid: Name: Mr. Parviz Paul Pourfarid CRD Number: 2112613 Current Employer: Not currently registered…
read moreLast Updated: July 2025 — Los Alamitos, CA Here’s what you need to know about Los Alamitos, CA stockbroker Fariba Z. Madison: Name: Fariba Zehtabian Madison CRD Number: 1178259 Current Employer: Vanderbilt…
read moreLast Updated: June 2025 – Irvine, CA Here’s what you need to know about Irvine, CA stockbroker Christopher W. Polimeni: Name: Mr. Christopher W. Polimeni Current Employer: LPL Financial Prior Employers: Western International…
read moreLast Updated: May 2025 – Westlake Village, CA Here’s what you need to know about Westlake Village, CA, stockbroker Robert Sessa: Name: Mr. Robert Vincent Sessa Current Employer: Western International…
read moreLast Updated: December 2024 (Westlake Village, CA) Gaylord Rohloff Investigation Summary Here’s What You Need to Know About Westlake Village, CA Stockbroker Gaylord Wesley Rohloff: Name: Gaylord Wesley Rohloff Current…
read moreLast Updated: May 2024 (Rancho Mirage, CA) David Goldstein Investigation Summary Here’s what you need to know about Rancho Mirage, CA, stockbroker David Goldstein: Name: Mr. B. David Goldstein Current…
read moreLast Updated: February 2024 (Westlake Village, CA ) Talin Kalfayan Investigation Summary Here’s what you need to know about Westlake Village, CA, stockbroker Talin Kalfayan: Name: Mr. Talin Kalfayan Current…
read moreJohn Egan Investigation January 2024– Glendora, CA According to publicly available records John Kevin Egan an unregistered broker previously employed by Western International Securities, discloses 4 pending customer disputes and 3…
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