Williams Financial Group Archives

Robert Rex, Esq.
July 10, 2017

James K. Pheney-WFG Investments, Inc. Broker-Discloses Pending Customer Dispute-Castle Rock, CO.

James K. Pheney-WFG Investments, Inc. Broker-Discloses Pending Customer Dispute-Castle Rock, CO. https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g July 10, 2017 July 10, 2017

July 2017- Castle Rock, CO According to publicly available records James K. Pheney (CRD#1272932) , a stockbroker who currently is employed by WFG (Williams Financial Group) Investments, Inc. , disclose a pending customer dispute.…

Robert Rex, Esq.
January 12, 2016

Larry M. Crabtree-Former WFG Broker Sanctioned by Securities Regulators- Dallas, TX

Larry M. Crabtree-Former WFG Broker Sanctioned by Securities Regulators- Dallas, TX https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/db6e6d82b4b27f43161e3a8bee2e1a31df522b362742d0aeb0e4e6f9fd5be649?s=96&d=mm&r=g January 12, 2016 January 12, 2016

December 30 , 2015-Dallas, Texas Larry Michael Crabtree entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that while associated with WFG…