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Will Olinger-Valmark Securities-FL

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Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Carlo Panici a broker with Wintrust Investments
Rex Securities Law Investment Fraud Attorney Investigates Carlo Panici a broker with Wintrust Investments 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Frankfort, IL) Carlo Panici Investigation Summary Here’s what you need to know about Frankfort, IL, stockbroker Carlo Panici: Name: Mr. Cataldo Panici Current Employer: Wintrust Investments…

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  • ER

Michael Sloan-Wintrust Investments Broker-Discloses Customer Dispute Over Non-Traded REITs -St. Charles, IL
Michael Sloan-Wintrust Investments Broker-Discloses Customer Dispute Over Non-Traded REITs -St. Charles, IL 150 150 ER

Micheal Sloan Investigation May 2022- St. Charles, IL According to FINRA records,  Michael Peter Sloan,  a Wintrust Investments broker disclose a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is…

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  • ER

Chad Vandenbusch – Wintrust Investments Broker- Discloses Customer Disputes – Appleton, WI
Chad Vandenbusch – Wintrust Investments Broker- Discloses Customer Disputes – Appleton, WI 150 150 ER

September 2021- Appleton, WI According to publicly available records Chad Michael Vandenbusch,  a broker with Wintrust Investments,  discloses customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses…

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