Worden Capital Management

  • Robert Rex, Esq.

Christopher Orlando- Former Spartan Capital Broker- Barred From Industry by Regulator-Staten Island, NY
Christopher Orlando- Former Spartan Capital Broker- Barred From Industry by Regulator-Staten Island, NY 150 150 Robert Rex, Esq.

September 2021- Staten Island, NY The FINRA records of  Christopher G. Orlando ,  a  former financial advisor who was last employed by  Spartan Capital Securities disclose a regulatory event and two…

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  • Robert Rex, Esq.

Joey Gebron- SW Financial Broker- Discloses Settlement of Customer Disputes – New York, NY
Joey Gebron- SW Financial Broker- Discloses Settlement of Customer Disputes – New York, NY 150 150 Robert Rex, Esq.

August 2021, New York, NY According to publicly available records Joseph Omar  “Joey”Gebron  (CRD#2764264) ,  a  stockbroker who is currently registered  with SW Financial  ,  discloses 7 prior customer disputes, one…

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  • Robert Rex, Esq.

John Calardo- Former Worden Capital Broker- Discloses $300K Pending Customer Suit Alleging Churning- NYC
John Calardo- Former Worden Capital Broker- Discloses $300K Pending Customer Suit Alleging Churning- NYC 150 150 Robert Rex, Esq.

July 2020, New York, NY According to publicly available records John Calardo   (CRD# 6063938) ,  a  currently unregistered stockbroker who previously registered  with Four Points Capital Partners & Worden Capital Management,…

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  • Robert Rex, Esq.

Douglas Lee-Former Worden Capital Broker- Discloses Customer Disputes-Garden City, NY
Douglas Lee-Former Worden Capital Broker- Discloses Customer Disputes-Garden City, NY 150 150 Robert Rex, Esq.

January 2020 – Garden City, NY The FINRA records of Douglas Lee , a stockbroker who was last employed by  Worden Capital Management , disclose a pending customer dispute and  3 prior customer disputes. The…

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  • Robert Rex, Esq.

John M. Marinaccio- Worden Capital Broker-Discloses Terminations-Ramsey, NJ
John M. Marinaccio- Worden Capital Broker-Discloses Terminations-Ramsey, NJ 150 150 Robert Rex, Esq.

January 2020 – Ramsey, NJ The FINRA records of John Michael Marinaccio , who is currently  employed by  Worden Capital Management , disclose 2 terminations from employment. The Financial Industry Regulatory Authority (FINRA) is the…

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  • Robert Rex, Esq.

Wesley S. Wallace- Former Worden Capital Broker- Discloses 2 Prior Customer Disputes- Garden City, NY
Wesley S. Wallace- Former Worden Capital Broker- Discloses 2 Prior Customer Disputes- Garden City, NY 150 150 Robert Rex, Esq.

January 2020 -Garden City, NY The FINRA records of Wesley S. Wallace  , a stockbroker who was last employed by  Worden Capital Management , disclose 2  prior customer disputes. The Financial Industry Regulatory Authority (FINRA) is…

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  • Robert Rex, Esq.

Douglas Lee-Former Worden Capital Management Broker-Discloses Customer Disputes-Garden City, NY
Douglas Lee-Former Worden Capital Management Broker-Discloses Customer Disputes-Garden City, NY 150 150 Robert Rex, Esq.

November 2019 – Garden City, NY The FINRA records of Douglas Lee , a stockbroker who was last employed by  Worden Capital Management , disclose a pending customer dispute and  3 prior customer disputes. The…

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  • Robert Rex, Esq.

Allan Montalbano-Former Worden Capital Broker- Discloses 14 Customer Disputes- Westbury, NY
Allan Montalbano-Former Worden Capital Broker- Discloses 14 Customer Disputes- Westbury, NY 150 150 Robert Rex, Esq.

October 2019- Westbury, NY According to publicly available records Allan P Montalbano (CRD#4507029) ,  a  stockbroker who is not currently registered  and who was last registered with Worden Capital Management ,…

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