Last Updated: September 2023 (Beaumont, Texas)
Celia Mae Scott Investigation Summary
Here’s what you need to know about Beaumont, Texas stockbroker Celia Mae Scott:
- Name: Ms. Celia Mae Scott
- Current Employer: LPL Financial LLC
- Previous Firms: AXA Advisors, AIG Financial Advisors, SunAmerica Securities, PFS Investments
- Aliases: Celia Mae Greenaway, Celia Mae Stevens
- Primary Location: Beaumont, Texas
- CRD 2870484
- Can Celia Mae Scott be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement: $60,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Celia Mae Scott As Your Stockbroker?
Celia Mae Scott a settled customer complaint for alleged broker misconduct.
In 1/2018 a customer of AXA Advisors was paid $60,000 to resolve allegations that Celia Scott made misrepresentations in connection with the sale of an variable annuity.
Allegations of Broker Misconduct Against Celia Mae Scott
A customer of Celia Mae Scott has alleged the following wrongdoing in connection with the handling of customer accounts:
- Misrepresentations in connection with the recommendation to purchase a variable annuity
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Celia Mae Scott, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
