Last Updated: March 2026 — The Villages, FL
Here’s what you need to know about The Villages, FL stockbroker Chad Anthony Noble:
- Name: Chad Anthony Noble
- CRD Number: 4774817
- Current Registration Status: Not currently registered with any FINRA-member firm
- Most Recent Firms:
- Ameriprise Financial Services, LLC (2018–2025)
- FSC Securities Corporation (2014–2018)
- Morgan Stanley (2012–2014)
- National Planning Corporation (2007–2012)
- Securities America, Inc. (2004–2007)
- Other Business Affiliations:
- D C C N, Inc. (Investment-related business entity managing Ameriprise franchise)
- Cebert Tax Service, LLC , The Villages, FL (Tax preparation business; co-owner)
- Stockbroker / Financial Advisor: Former General Securities Representative
- Can Broker be Sued in FINRA: Yes
- Current Customer Dispute Seeks Total Damages of: $90,000
If you’ve sustained damages from Mr. Noble, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Chad Anthony Noble As Your Stockbroker?
Pending FINRA Arbitration – $90,000 Claim (January 2025)
A FINRA arbitration filed against FSC Securities Corporation alleges that Mr. Noble overconcentrated the claimant’s account in unsuitable alternative investments.
- Alleged Damages: $90,000
- FINRA Case No.: 25-00227
- Status: Pending
Overconcentration in alternative or illiquid real estate securities can increase portfolio risk and may be unsuitable depending on a client’s objectives, liquidity needs, and risk tolerance.
More on REITs and Other Alternative Investments
Investigations involving Over-Concentration
Allegations of Broker Misconduct Against Chad Anthony Noble
- Unsuitability — Recommending REITs, alternative investments, or variable annuities inconsistent with a client’s investment profile may violate FINRA Rule 2111 and SEC Regulation Best Interest (Rule 15l-1).
- Overconcentration — Excessive allocation to alternative or real estate securities may breach suitability standards and prudent diversification principles.
Recover Your Investment Losses Now With Rex Securities Law
Investigations of other Ameriprise Financial brokers
Our Investigations of other FSC Securities brokers
If you have suffered investment losses in an account handled by Chad Anthony Noble, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued On Behalf of Our Clients
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.