Last Updated: November 2023 (New York, NY)
Christopher Callagy Investigation Summary
Here’s what you need to know about New York, NY, stockbroker Christopher Callagy:
- Name: Mr. Christopher Rice Callagy
- Current Employer: Not currently registered with FINRA
- Previous Firms: Revere Securities, Aegis Capital, Oppenheier & Co., Janney Montgomery Scott
- Function: Stock Broker/ Financial Advisor
- Aliases: Christopher Callagy
- Primary Location: New York, NY
- CRD 1688999
- Can Christopher Callagy be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: Yes
- Terminated by prior employer: Yes
- Highest Settlement or Award: $115,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Christopher Callagy As Your Stockbroker?
In 2019 FINRA suspended Christopher Callagy for 30 days for failure to comply with an arbitration award or settlement or satisfactorily respond to a FINRA request to provide information concerning the status of compliance. Callagy’s CRD discloses two outstanding liens in favor of former employer Oppenheimer & Co.
Christopher Callagy has six prior settlements with customers. About $295,000 was paid to these customers. Customer’s allegations include unsuitability, breach of fiduciary duty, unauthorized trading and fraud.
In 8/2022 Christopher Callagy was permitted to resign from Revere Securities for failure to comply with firm policies related to use of personal cell phone to text customers.
Allegations of Broker Misconduct Against Christopher Callagy
Customers of Christopher Callagy have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations
- Triggered unnecessary tax liability
- Uauthorized Trading
- Fraud
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
See this for information on other investigations of Aegis Capital brokers.
If you have suffered investment losses in an account handled by Christopher Callagy, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.