Last Updated: September 2023 (South Norwalk, CT)
Christopher Kane Investigation Summary
Here’s what you need to know about South Norwalk, CT, stockbroker Christopher Kane:
- Name: Mr. Christopher Brandon Kane
- Current Employer: Ceros Financial Services
- Previous Firms: National Securities Corp. , Laidlaw & Co., HFP Capital Markets
- Function: Stock Broker/ Financial Advisor
- Aliases: None
- Primary Location: South Norwalk, CT
- CRD 5486515
- Can Christopher Kane be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement :$280,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Christopher Kane As Your Stockbroker?
In 5/2023 a customer of Laidlaw & Company was paid $280,000 to resolve allegations that Christopher Kane made unsuitable investment recommendations and over concentrated the customer’s account from 2011-2021.
Allegations of Broker Misconduct Against Christopher Kane
Customers of Christopher Kane have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations
- Over Concentrated Investment Account
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Christopher Kane, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
