Last Updated: November 2023 (Lubbock, Texas)
Christopher Lane Investigation Summary
Here’s what you need to know about Lubbock, Texas, stockbroker Christopher Lane:
- Name: Mr. Christopher Glenn Lane
- Current Employer: International Assets Advisory, International Assets Investment Management (RIA)
- Previous Firms: Merrill Lynch Pierce Fenner & Smith, Wells Fargo
- Function: Stock Broker/ Financial Advisor/Registered Investment Advisor
- Aliases: Christopher Lane
- Primary Location: Lubbock, Texas
- CRD 5255199
- Can Christopher Lane be sued in FINRA arbitration: Yes
- Sanctioned by securities regulator: Yes
- Discharged by a prior employer: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Christopher Lane As Your Stockbroker?
In 7/2023 Christopher Lane was discharged by Merrill Lynch who makes this allegation on his FINRA record: “Conduct including exercising discretion in nondiscretionary accounts”.
Allegations of Broker Misconduct Against Christopher Lane by Former Employer
A former employer of Christopher Lane have alleged the following wrongdoing in connection with the handling of customer accounts:
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Christopher Lane, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
