Last Updated: December 2023 (The Woodlands, TX )
Cindy Hanerhoff Investigation Summary
Here’s what you need to know about The Woodlands, TX, stockbroker Cindy Hanerhoff:
- Name: Cindy Leah Hanerhoff
- Current Employer: Private Portfolio Inc.
- DBA: Laradorbecker Securities Corp.
- Previous Firms: Sunbelt Securities, United American International
- Function: Stock Broker/ Financial Advisor
- Aliases: Cindy Hanerhoff, Cindy Leah Hanerfoff Dorbecker, Cindy L. H. Lara
- Primary Location: The Woodlands, TX
- CRD 1084549
- Can Cindy Hanerhoff be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: Yes
- Highest Settlement or Award: $90,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Cindy Hanerhoff As Your Stockbroker?
Cindy Hanerhoff, as CCO of Laradorbecker Securities Corp., was sanctioned by FINRA in 2013 for allowing an individual who had been suspended to resume working.
In 2022 a customer of Sunbelt Securities was paid $90,000 to resolve allegations that Hanerhoff recommended unsuitable investments inconsistent with the client’s risk tolerance.
Early in her career, Hanerhoff had two other customer disputes that were settled.
Allegations of Broker Misconduct Against Cindy Hanerhoff
Customers of Cindy Hanerhoff have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation inconsistent with customer’s risk tolerance
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090)
Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer. FINRA Rule 2111- suitability
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Cindy Hanerhoff, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
