Last Updated: December 2023 (Dallas, Texas) Charles “Buddy” Jimmerson Investigation Summary Here’s what you need to know about Dallas, TX, stockbroker Buddy Jimerson: Name: Mr. Charles Beaman Jimerson, Jr. Current…
read moreLast Updated: December 2023 (The Woodlands, TX ) Cindy Hanerhoff Investigation Summary Here’s what you need to know about The Woodlands, TX, stockbroker Cindy Hanerhoff: Name: Cindy Leah Hanerhoff Current…
read moreMarch 2018 – Houston, TX According to publicly available records , Melvin (“Mel”) S. Jacobs , (CRD# 1361940) , a stockbroker who was previously employed by Merrill Lynch, Pierce, Fenner & Smith, disclose that he…
read moreJanuary 2018-Houston, Texas Donna Boyd (formerly Donna Chen) , a former stockbroker who last worked for Sunbelt Securities was named in a complaint filed by the Securities and Exchange Commission in…
read moreJanuary 2018-Houston, Texas James Tao, a former stockbroker who last worked for Sunbelt Securities was named in a complaint filed by the Securities and Exchange Commission in December 2017, which…
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