Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer & Co. Inc Broker Clifford B. Hodgman

Last Updated: September 2025 — Kalamazoo, MI

Here’s what you need to know about Kalamazoo, MI, stockbroker Clifford B. Hodgman:

• Name: Clifford B. Hodgman
  CRD number:  
• Current Employer: Oppenheimer & Co. Inc. (CRD #249). Registered with the firm since 03/06/2009. Primary branch: 555 West Crosstown Parkway, Suite 400, Kalamazoo, MI 49008.
• Prior Firms:
  Ameriprise Advisor Services, Inc. (Kalamazoo/Detroit, MI) — 05/2006–03/2009
  • Citigroup Global Markets Inc. (Kalamazoo, MI) — 05/2001–05/2006
  • Merrill Lynch, Pierce, Fenner & Smith Inc. (New York, NY) — 05/2001
• Other Business Affiliations: Founder & Chairman, Hodgman Tennis Academy (non-profit) in Kalamazoo, MI
• Stockbroker / Financial Advisor.(General Securities Representative registrations listed.)
• Can Broker be Sued in FINRA: Yes
• Current Customer Dispute Seeks Total Damages of a Currently Unspecified Amount

If you’ve sustained damages from Mr. Hodgman, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money With Clifford Hodgman As Your Stockbroker?

A pending FINRA arbitration filed July 2025 (FINRA Case No. 24-02308) alleges that while at Oppenheimer & Co. Inc., Mr. Hodgman failed to advise the customer to diversify the account (time period alleged: 2008 to Present) in listed equities. The claim lists damages as unspecified.

Allegations of Broker Misconduct Against Clifford B. Hodgman

• Unsuitable recommendations (failure to diversify).
• Failure to act in the customer’s best interest.

Recover Your Investment Losses Now With Rex Securities Law

Investigations of other Oppenheimer & Co. brokers

If you have suffered investment losses in an account handled by Clifford B. Hodgman, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

What is FINRA Arbitration?

Firms We Have Pursued

With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.