Last Updated: April 2025 | Monterey, CA
Craig Brinton Investigation Summary
Here’s what you need to know about Monterey, CA, stockbroker Craig Brinton:
- Name: Craig Brinton
- Current Employer: Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CRD Number: 5498737
- Function: Stockbroker / Financial Advisor
- Aliases: Craig A. Brinton, Craig Avard Brinton
- Primary Location: Monterey, California
- Sanction by FINRA: No
- Highest Settlement or Award: $11,241
- Pending Disputes Seeking Damages: $260,000
If you’ve sustained damages from Mr. Brinton, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Craig Brinton As Your Stockbroker?
A pending customer complaint filed in the Superior Court of California, County of Monterey (Case #: M110280), alleges that Craig Brinton aided in the misappropriation of funds by the customer’s son in August 2009. The plaintiff in the civil case is seeking $260,000 in damages.
Previously, on August 26, 2024, a separate customer dispute was settled for $11,241. That complaint alleged failure to follow instructions related to a managed/wrap account in July 2024.
Allegations of Broker Misconduct Against Craig Brinton
- Alleged Aiding in Misappropriation of Funds
- Failure to Follow Instructions
Recover Your Investment Losses Now With Rex Securities Law
See this for our prior investigations of Merrill Lynch brokers.
If you have suffered investment losses in an account handled by Craig Brinton, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.