Last Updated: September 2023 (Dallas, Texas)
Jeff Craig Dargatz Investigation Summary
Here’s what you need to know about Dallas, Texas stockbroker Jeff C. Dargatz:
- Name: Mr. Jeff Craig Dargatz
- Current Employer: LPL Financial LLC
- Previous Firms: Raymond James Financial Services
- Function: Stock Broker/ Financial Advisor
- Aliases: Jeffrey Craig Dargatz
- Primary Location: Dallas, TX
- CRD 2912259
- Can Jeff Craig Dargatz be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement: $150,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jeff Craig Dargatz As Your Stockbroker?
Jeff Craig Dargatz discloses a settled customer complaint for alleged broker misconduct.
In 12/2016 a customer of LPL Financial was paid $150,000 to settle a FINRA arbitration alleging that Jeff Dargatz breached his fiduciary duty by making unsuitable recomendaitons of variable annuity and other illiquid and growth oriented investments, engaged in excessive trading in order to generate commissions and misrepresented the performance of the account. Products at issue were real estate securities, business development corps and exchange traded funds.
Allegations of Broker Misconduct Against Jeff Craig Dargatz
A customer of Jeff Craig Dargatz has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations
- Excessive trading
- Churning
- Misrepresentation of the performance of the investment account
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jeff Craig Dargatz, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
