Last Updated: September 2023 (Boca Raton, FL )
Dan C. Vismor Investigation Summary
Here’s what you need to know about Boca Raton, Florida, stockbroker Dan Vismor:
- Name: Mr. Dan Charles Vismor
- Current Employer: David Lerner Associates
- Previous Firms: Newbridge Securities Corp., Centaurus Financial, J.P. Turner & Co.
- Function: Stock Broker/ Financial Advisor
- Aliases: Dan Charles Vismor III
- Primary Location: Boca Raton, FL
- CRD 5321492
- Can Dan Charles Vismor be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement: $55,000
- Has Pending Customer Dispute: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Dan Vismor As Your Stockbroker?
In 2/2021 a customer of J.P. Turner & Co. (now Cetera) filed a FINRA arbitration alleging that Dan C. Vismor recommended unsuitable investments and they are seeking damages of $125,000.
Earlier in his career in 9/2019 a customer of J.P. Turner (now Cetera) was paid $55,000 to resolve allegations that Vismor made unsuitable recommendations and breached his fiduciary duty.
Allegations of Broker Misconduct Against Dan C. Vismor
Customers of Dan C. Vismor have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations
- Breach of fiduciary duty
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Dan C. Vismor, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
