Last Updated: February 2026 (Westlake Village, CA)
Daniel K. Beech Investigation Summary
Here’s what you need to know about Westlake Village, CA, stockbroker Daniel Beech:
- Name: Mr. Daniel Keith Beech
- Current Employer: IP Financial Advisory Services
- Previous Firms: Innovation Partners LLC, Western International Securities, Independent Financial Group, Royal Alliance Associates
- Other Business Affiliations: Simple Wealth , Simple Property Inc. , Family Health Care Resources, Beechwerks Management , Cupify
- Function: Stock Broker/ Financial Advisor
- Aliases: Daniel K. Beech
- LinkedIn Profile
- Primary Location: Westlake Village, CA
- CRD 6169844
- Can Daniel K. Beech be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: Yes
- Highest Settlement: $200,000
- Customer Dispute Pending Seeks Damages of $1.4 million
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Daniel Beech As Your Stockbroker?
In 7/2024 FINRA sanctioned Beech, assessing a fine of $10,000 and a suspension for 10 months to resolve allegations that he improperly paid commissions of about $900,000, directly and indirectly, to an unregistered person, who was required to be registered at the time.
Beech discloses 20 prior disputes brought by customers of Western International Securitiees that have been settled for a total amount in excess of $1.7 million.
In the pending FINRA arbitration a customer of Western International seeks $1.4 million and alleges that Beech made an unsuitable recommendation.
Allegations of Broker Misconduct Against Daniel K. Beech
Customers of Daniel K. Beech have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation
- Unsuitable Alternative Investments
- Negligence
- Poor performance
- Unsuitable GWG Bonds
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
Investigations involving other Western International Securities brokers
If you have suffered investment losses in an account handled by Daniel K. Beech, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued On Behalf of Our Clients
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.