Last Updated: March 2025 – Fairmont, MN
Here’s what you need to know about Fairmont, MN, stockbroker Daniel Edward Hamlet:
- Name: Mr. Daniel Edward Hamlet
- Current Employer: LPL Financial LLC, Convergence Financial
- Prior Employer: Edward Jones
- Function: Stockbroker / Financial Advisor/ Registered Investment Advisor
- DBA: 360 Integrated Financial
- Primary Location: Fairmont, MN
- CRD#: 4408819
- Can Daniel Hamlet be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Pending Customer Dispute Seeks Damages of: $547,000
If you’ve sustained damages from Mr. Hamlet, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Daniel Hamlet As Your Stockbroker?
A pending customer dispute has been filed against Daniel Hamlet, alleging that he forged a client’s signature on December 5, 2023, placing them into a fixed annuity they did not want.
- Date of Filing: December 24, 2024
- Alleged Damages: $547,000
- Product Type Involved: Fixed Annuity
- Firm Involved: Edward D. Jones & Co., L.P.
Investigations involving forgery by financial advisors
Allegations of Broker Misconduct Against Daniel Hamlet
Customers of Daniel Hamlet have alleged the following wrongdoing in connection with the handling of their accounts:
- Forgery of Customer Signature – A client claims that Hamlet forged their signature to purchase a fixed annuity, committing them to an investment they did not approve. Forgery is a serious violation under FINRA Rule 2010, which requires brokers to adhere to high standards of commercial honor and just and equitable principles of trade.
- Unauthorized Transactions – The alleged forgery resulted in the purchase of an annuity product that the customer did not want, amounting to $547,000 in disputed funds.
- Misrepresentation of Investment Terms – The client claims they were placed into the fixed annuity under false pretenses, potentially violating FINRA Rule 2150, which prohibits brokers from making unauthorized use of customer funds or securities.
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Daniel Hamlet, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.