Last Updated: November 2023 (Addison, Texas)
Daniel Snover Investigation Summary
Here’s what you need to know about Addison, TX, advisor Daniel Snover:
- Name: Mr. Daniel Ray Snover
- Current Employer: PMV Capital Advisers (RIA), not currently registered with FINRA
- DBA: PMV Capital
- Previous Firms: The Fig Group, NFP Securities
- Function: Stock Broker/ Financial Advisor/ Registered Investment Advisor
- Aliases: Daniel Snover
- Primary Location: Addison, Texas
- CRD 5161189
- Can Daniel Snover be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $383,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Daniel Snover As Your Stockbroker?
A customer of PMV Capital Advisers complained that Daniel Snover breached his fiduciary duty by recommending exchange traded products that are not suitable for the customer’s risk tolerance resulting in damages of $383,000. This matter is currently pending.
Allegations of Broker Misconduct Against Daniel Snover
Customers of Daniel Snover have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to invest in exchange traded products
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Daniel Snover, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
