Vienna, VA
According to FINRA records, David L. Hannett, Sr. , a stockbroker who works for Invest Financial Corp. discloses a pending customer dispute .
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Hannett discloses currently pending FINRA Case 15-0023, in which a customer alleges damages of $5,000,000 for mishandling assets.
Hannett also discloses a prior customer dispute that has been resolved. In 2012 a customer alleged damages of $60,000 for unsuitable investment recommendations. That matter was settled for $60,000.
Hannett has been employed by Invest Financial Corp. since 1991.
If you have questions about an account handled by David L. Hannett Sr., call for a no charge consultation.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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