recover investment losses

Alvery Bartlett- Former Aegis Capital Broker-Millions Paid to Disgruntled Customers -St. Louis, MO

Alvery Bartlett- Former Aegis Capital Broker-Millions Paid to Disgruntled Customers -St. Louis, MO 150 150 Robert Rex, Esq.

January 2025 – St. Louis, MO According to publicly available records  Alvery Anthony Bartlett, Jr. (CRD#13975), a previously registered stockbroker who was last employed by Aegis Capital and who previously…

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Donald L. Wells-Titan Securities Broker-Sued by Client for $170,000

Donald L. Wells-Titan Securities Broker-Sued by Client for $170,000 150 150 Robert Rex, Esq.

January 2025-Seattle, WA The FINRA records of  Donald L. Wells ,  a   stockbroker who is currently registered with  Realta Equities. He was formerly with Titan Securities from 12/2017-6/2023. His FINRA records disclose a…

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Webull Financial Fined $3 Million – Failure to Exercise Due Diligence When Approving Option Traders

Webull Financial Fined $3 Million – Failure to Exercise Due Diligence When Approving Option Traders 150 150 Robert Rex, Esq.

Webull Financial LLC Investigation January  2025 – New York According to publicly obtained regulatory records, Webull Financial LLC , a FINRA registered broker dealer that offers low cost, self directed trading…

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Jesse J. Griffin-Dempsey Lord Smith Broker-Discloses Settlement of Customer Complaints- Palm City, FL

Jesse J. Griffin-Dempsey Lord Smith Broker-Discloses Settlement of Customer Complaints- Palm City, FL 150 150 Robert Rex, Esq.

Updated January 2025 Rex Securities Law is investigating Dempsey Lord Smith  broker Jesse J. Griffin, Jr. of Palm City, Florida, in connection with the sale of various alternative investments including…

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Kansas Certified Financial Planners Disciplined by CFP Board-JANUARY 2025 UPDATE

Kansas Certified Financial Planners Disciplined by CFP Board-JANUARY 2025 UPDATE 150 150 Robert Rex, Esq.

UPDATED January 2025 According to their website, the “Certified Financial Planner (CFP) Board is a non-profit organization acting in the public interest by fostering professional standards in personal financial planning through its setting…

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Rex Securities Law Investment Fraud Attorney Investigates Dean Nowak formerly with Newbridge Securities

Rex Securities Law Investment Fraud Attorney Investigates Dean Nowak formerly with Newbridge Securities 150 150 ER

Last Updated: December 2024 (Winter Park, FL) Dean Nowak Investigation Summary Here’s what you need to know about Winter Park, FL, stockbroker Dean Nowak: Name: Mr. Dean Robert Nowak Current…

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Dennis “Denny” Haywood- Former Crown Capital Broker-Discloses 10 Prior Customer Disputes & Pending Customer Disputes- Land O’Lakes, FL

Dennis “Denny” Haywood- Former Crown Capital Broker-Discloses 10 Prior Customer Disputes & Pending Customer Disputes- Land O’Lakes, FL 150 150 ER

Denny Haywood Investigation September 2024- Land O’ Lakes, FL The FINRA records of  Dennis “Denny” Haywood , a stockbroker previously with  Crown Capital Securities, Inc. broker discloses a 10 prior customer…

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Woodbury Financial Services- Discloses 22 Regulatory Issues/ Fines

Woodbury Financial Services- Discloses 22 Regulatory Issues/ Fines 150 150 ER

Woodbury Financial  Services Investigation WOODBURY FINANCIAL ACQUIRED BY OSAIC FINANCIAL – SEE LINK August 2024 The FINRA records of Woodbury Financial Services,   disclose 22  final regulatory events, 8 prior customer disputes,…

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