Last Updated: July 2025 — San Diego, CA
Here’s what you need to know about San Diego, CA stockbroker David William McQuade:
- Name: Mr. David William McQuade
- CRD Number: 3118389
- Current Employer: LPL Financial LLC
- DBA: High Bluff Private Wealth , La Vie en Rose Properties
- Primary Location: San Diego, CA
- Function: Stockbroker / Registered Investment Advisor
- Prior Employers: Northwestern Mutual Investment Services, LLC; Robert W. Baird & Co. Incorporated
- Can David McQuade be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Pending Customer Dispute: Yes
If you’ve sustained damages from Mr. McQuade, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With David McQuade As Your Stockbroker?
In May 2025, a client of LPL Financial LLC filed a written complaint alleging that Mr. McQuade failed to follow instructions and recommended certain mutual fund investments that were not in the client’s best interest. No specific damage amount is specified in this currently pending matter.
These allegations may implicate FINRA Rule 2111 (Suitability), which requires brokers to have a reasonable basis to believe that a recommended transaction is suitable for the customer based on information obtained through reasonable diligence. Failure to follow specific customer instructions can also breach FINRA Rule 2010, which upholds high standards of commercial honor and just and equitable principles of trade.
Allegations of Broker Misconduct Against David McQuade
- Failure to follow client instructions
- Unsuitable Recommendations
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by David William McQuade, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.