Last Updated: February 2025, Redlands, CA
Here’s what you need to know about Redlands, CA, former stockbroker Deborah S. Anderson:
- Name: Ms. Deborah Sue Anderson
- CRD Number: 1795405
- Current Status: Not currently registered
- Prior Employers:
- LPL Financial LLC (June 2020 – May 2021)
- Centaurus Financial, Inc. (April 2006 – June 2020)
- Associated Securities Corp. (March 1998 – March 2006)
- Function: Stockbroker / Financial Advisor
- DBA: Stratos Wealth Partners
- Primary Location: Redlands, CA
- Professional Designations: Certified Financial Planner (CFP)
- Can Deborah Anderson be sued in FINRA arbitration? Yes
- Sanctioned by FINRA: No
- Discharged by a Prior Employer: Yes
- Highest Settlement or Award: $90,000.00
- Pending Customer Dispute Seeks Damages of: $50,000.00
If you’ve sustained damages from Ms. Anderson, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Deborah Anderson As Your Stockbroker?
Twelve customer disputes and complaints have been reported against Deborah Anderson, including the following:
- Case #24-00398, filed on February 21, 2024, settled for $7,500.00. Allegations involve the recommendation of an unsuitable, high-risk, illiquid corporate debt investment in October 2019, along with a breach of fiduciary duty.
- Case #23-01259, filed on May 17, 2023, resulted in a $25,000.00 settlement. This case alleged misrepresentation of a high-risk investment in February 2019.
- Case #23-00305, filed on February 8, 2023, settled for $90,000.00, involving allegations of recommending an unsuitable, high-risk speculative investment in the oil and gas sector.
- Case #22-02671, settled for $13,000.00. The customer alleged recommendation of illiquid investments and breach of fiduciary duty.
See this for more information on REITs and Other Alternative Investments
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
Allegations of Broker Misconduct Against Deborah Anderson
Customers of Deborah Anderson have alleged the following misconduct in connection with her handling of their investments:
- Unsuitable Investment Recommendations: Multiple cases involve allegations of high-risk and illiquid investment recommendations that did not match the customers’ financial goals and risk tolerance, potentially violating FINRA Rule 2111 (Suitability Rule).
- Misrepresentation of Investments: Complaints include failure to disclose risks associated with investments in corporate debt and oil and gas securities.
- Breach of Fiduciary Duty: Several cases point to failure to act in the best interest of clients by recommending speculative investments that resulted in financial losses.
- Employment Separation After Allegations: Ms. Anderson was discharged by LPL Financial LLC on April 8, 2021, following allegations of misrepresenting the value of alternative investments held by customers.
Other Investigations involving Oil and Gas Investments
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Deborah S. Anderson, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.