Last Updated: October 2023 (Lakewood, CO)
Dennis Cirbo Investigation Summary
Here’s what you need to know about Lakewood, CO, stockbroker Dennis Cirbo:
- Name: Mr. Dennis Alan Cirbo
- Current Employer: Madison Avenue Securities, dba Cirbo & Associates Financial Services
- Previous Firms: State Mutual Life, ProEquities Inc.
- Function: Stock Broker/ Financial Advisor
- Aliases: Dennis Cirbo
- Primary Location: Lakewood, CO
- CRD 733633
- Can Dennis Cirbo be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement : $80,470
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Dennis Cirbo As Your Stockbroker?
In 2020 a customer of Madison Avenue Securities was paid $80,470 to resolve allegations that Dennis Cirbo made an unsuitable recommendation to invest in GPB Automotive.
In 2010 a customer of ProEquities was paid $49,500 to resolve allegations that Dennis Cirbo sold speculative mutual funds that were not in their best interest and that Cirbo misrepresented and omitted material information regarding the risks of the fund.
Allegations of Broker Misconduct Against Dennis Cirbo
Customers of Dennis Cirbo have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to invest in GPB Auto
- Sold speculative mutual funds that were not in the customer’s best interest
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Dennis Cirbo, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
