Last Updated: October 2023 (Atascadero, CA)
Bryan J. Clark Investigation Summary
Here’s what you need to know about Atascadero, CA, stockbroker Bryan J. Clark:
- Name: Mr. Bryan Joseph Clark
- Current Employer: DBA Preservation Capital Group, Barred from securities industry by FINRA
- Previous Firms: Madison Avenue Securities, LPL Financial, Washinton Mutual Investment Services (WAMU)
- Function: Former Stock Broker/ Financial Advisor
- Aliases: Bryan J. Clark
- Primary Location: Atascadero, CA
- CRD 2987321
- Can Bryan J. Clark be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: Yes
- Discloses prior bankruptcy: Yes
- Highest Settlement : $76,043
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Bryan J. Clark As Your Stockbroker?
Bryan J. Clark was permanently barred from the securities industry by FINRA in 2019 and he consented to the entry of findings that he refused to cooperate with a FINRA investigation into whether he willfully failed to disclose a bankruptcy, failed to disclose outside business activities and participated in private securities transactions.
In 2008 a customer of WAMU was paid $76,043 to resolve allegations that Bryan J. Clark made an unsuitable recommendation to liquidate stocks and purchase an annuity given the age and condition of the customer.
Clark discloses on his CRD that he was discharged from Chapter 7 Bankruptcy in 3/2018, in San Luis Obispo.
Allegations of Broker Misconduct Against Bryan J. Clark
Customers of Bryan J. Clark have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to liquidate equities and purchase an annuity given age and condition of customer
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Bryan J. Clark, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
