Last Updated: September 2023 (Pagosa Springs, CO)
Devika Kamboh Investigation Summary
Here’s what you need to know about Pagosa Springs, CO, stockbroker Devika Kamboh:
- Name: Mr. Devika Kamboh
- Current Employer: Innovation Partners LLC
- Previous Firms: Kovack Securities, DMK Advisor Group, MML Investors Services, MSI Financial Services
- Function: Stock Broker/ Financial Advisor
- Aliases: None
- Primary Location: Pagosa Springs, CO
- CRD 4077007
- Can Devika Kamboh be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Employment Separation after Allegations: Yes
- Discloses Outstanding Liens/Judgments: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Devika Kamboh As Your Stockbroker?
In 2019 Devika Kamboh voluntarily resigned from MML Investors Services after the company instituted a review of his outside business activities.
Devika Kamboh Discloses Currently Outstanding Judgment/Liens
Kamboh discloses two tax liens. One, in the amount of $39,221 is in favor of Archulata, CO and was filed 3/2023. The other, in the amount of $25,420 and filed in 2019, is in favor of the Internal Revenue Service.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Devika Kamboh, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
