January 2017-Altamonte Springs, FL
According to publicly available records Ronald A. Christopher, Jr. (CRD# 2892530) , a stockbroker currently employed by Kovack Securities , discloses a pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
A customer of Christopher’s former employer Merrimac Corporate Securities has filed FINRA Case # 16-2963, seeking damages of $400,000 and alleging that Christopher was negligent and sold unsuitable oil & gas and real estate investments (REITs).
Christopher has been registered with Kovack Securities since January 2014. He was previously registered with Merrimac Corporate Securities (FINRA expelled Merrimac 3/2016).
If you have questions about an account in an account handled by Ronald A. Christopher, Jr. , contact us to discuss your legal options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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