Last Updated: March 2025 | Winter Park, FL
Edward Corbett Investigation Summary
Here’s what you need to know about Winter Park, FL, stockbroker Edward Corbett:
- Name: Mr. Edward John Corbett
- Current Employer: LPL Financial LLC
- DBA: Pillar Wealth Management
- Prior Employers: Voya Financial Advisors, Voya Retirement Advisors, ING Financial Advisers, Symetra Investment Services, Charles Schwab & Co., Dean Witter Reynolds, Waddell & Reed
- Function: Stockbroker / Financial Advisor
- Aliases: Eddie Corbett
- Primary Location: Winter Park, FL
- CRD #: 2858837
- Can Edward Corbett be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Pending Customer Dispute Seeks Damages of: $50,000
If you’ve sustained damages from Mr. Corbett, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Edward Corbett As Your Stockbroker?
A customer of LPL Financial LLC has filed a pending arbitration claim seeking damages of $50,000. The customer alleges that Edward Corbett made unsuitable investment recommendations that were not in line with their investment objectives and risk tolerance.
- Filing Date: December 3, 2024
- Case Number: FINRA Arbitration No. 24-02470
- Alleged Misconduct: Unsuitable investment recommendations
- Investment Product: Municipal Debt
Allegations of Broker Misconduct Against Edward Corbett
Customers of Edward Corbett have alleged the following wrongdoing in connection with the handling of their investment accounts:
- Unsuitable Investment Recommendations – The customer claims that investments made in 2022 were not appropriate for their investment objectives and risk tolerance, violating FINRA Rule 2111 (Suitability Rule).
- High-Risk Investment in Municipal Debt Products – The recommendation of municipal bonds allegedly did not align with the investor’s financial profile.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. Additionally, brokers are required to disclose certain financial matters such as personal bankruptcies, judgments, and liens.
Recover Your Investment Losses Now With Rex Securities Law
LPL Financial Lawsuits, Arbitrations and Customer Complaints and Disputes
If you have suffered investment losses in an account handled by Edward Corbett, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.