Last Updated: April 2025 – Melville, NY
Here’s what you need to know about Melville, NY, stockbroker Neal Edward Hayias:
- Name: Mr. Neal Edward Hayias
- Current Employer: Equitable Advisors, LLC
- CRD Number: 854703
- Function: Stockbroker / Registered Investment Advisor
- Previously Registered With: MONY Securities Corporation; The Mutual Life Insurance Company of New York, AXA Advisors
- Highest Settlement or Award: $28,000
- Pending Customer Dispute Seeks Damages of Unspecified Amount
If you’ve sustained damages from Mr. Hayias, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money with Neal Hayias as Your Stockbroker?
In a complaint filed with FINRA on April 16, 2021 (Case No. 21-00968), a customer of AXA Advisors customer alleged that Neal Hayias provided misleading information in the sale of Real Estate Investment Trusts (REITs) and Business Development Companies (BDCs) from 2012 to 2015. The client alleged these investments were.The case was settled in April 2023, for $28,000, with Mr. Hayias contributing $14,000.
In a new arbitration case filed with FINRA (Case No. 24-01252) in August 8 2024, a customer of Equitable Advisors alleges that a REIT investment sold by Mr. Hayias was unsuitable. The dispute is currently pending, and damages remain unspecified at this time.
See this for more information on REITs and Other Alternative Investments
Allegations of Broker Misconduct Against Neal Hayias
Mr. Neal Hayias has been the subject of three customer disputes. The wrongdoing alleged includes:
- Misleading REIT and BDC Sales
- Unsuitable REIT Recommendation
- Complaint Regarding Class B Mutual Fund Shares and Failure to Receive Breakpoint Discount
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other Brokers who worked for Equitable Advisors
If you have suffered investment losses in an account handled by Neal Edward Hayias, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.