Last Updated: July 2025 – Dunn, NC
Here’s what you need to know about Wallace, NC, stockbroker Eugene Cebron Thompson IV:
- Name: Eugene Cebron Thompson IV
- CRD Number: 4350479
- Current Employer: Capital Investment Group, Inc. and Capital Investment Advisory Services, LLC
- Function: Stockbroker / Financial Advisor
- Primary Location: Dunn, NC
- Alias: Bron Thompson,
- Prior Employer: Wells Fargo Advisors, LLC (2001–2014)
- Can Eugene Thompson be sued in FINRA arbitration? Yes
- Highest Settlement or Award:$200,000
- Pending Dispute Seeks Damages of:$224,000
If you’ve sustained damages from Mr. Thompson, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Bron Thompson IV As Your Stockbroker?
Eugene Thompson IV is the subject of multiple customer disputes, nearly all of which center on unsuitable investments in GWG L-Bonds, a high-risk product offered by GWG Holdings, Inc., which filed for Chapter 11 bankruptcy on April 20, 2022.
In the most recent pending civil case, filed in Wake County, North Carolina (Case No. 25CV013015-910) on April 17, 2025, clients allege:
The plaintiffs are seeking $224,000 in damages, and the case is currently active.
This comes after a series of settled complaints from other customers who also purchased GWG L-Bonds through Mr. Thompson, with settlements ranging from $52,000 to $200,000.
Allegations of Broker Misconduct Against Bron Thompson IV
- Breach of fiduciary duty
- Fraudulent misrepresentation
- Violations of the North Carolina Securities Act
- Constructive fraud and negligent supervision
- Violations of Regulation Best Interest
The consistent pattern of allegations—unsuitable recommendations, misrepresentation, and fiduciary breaches—along with repeated customer losses, suggests potential violations of FINRA Rule 2111 (Suitability Rule), Regulation Best Interest (Reg BI), and possibly FINRA Rule 2010 (Commercial Honor).
Recover Your Investment Losses Now With Rex Securities Law
Investigations of other Capital Investment Group brokers
If you have suffered investment losses in an account handled by Eugene Cebron Thompson IV, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.