Last Updated: October 2025 — Fate, TX
Here’s what you need to know about Fate, TX stockbroker Frank Gomez:
- Name: Francisco Manuel Gomez
- Alias: Frank Gomez
- Current Employer: LPL Financial LLC (CRD #6413). Registered with this firm since 04/21/2021. Primary branch listed in Fate, TX;
- Prior Firms: BBVA Securities Inc. (Mesquite, TX) — 06/2016–04/2021.
- Other Business Affiliations: Diligent Hands Wealth Management, LLC (DBA for LPL business; investment-related, Fate, TX); K6 Investment Group LLC dba Keslee Blalock Entertainment (Fate, TX).
- CRD number: 6289883.
- Stockbroker / Financial Advisor. Currently registered with FINRA; licensed in FL, IN, and TX; passed SIE (10/01/2018), Series 6 (06/23/2016), and Series 63 (09/10/2017).
- Can Broker be Sued in FINRA: Yes
- Current Customer Dispute Seeks Total Damages of: $395,869
If you’ve sustained damages from Mr. Gomez, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Francisco Gomez As Your Stockbroker?
Frank Gomez discloses a pending customer complaint received September 2025, alleging that while at LPL Financial LLC, Mr. Gomez sold annuities in 2020 without disclosing all material terms and that the client provided loans below market rates to entities allegedly affiliated with Gomez. The claim seeks damages of $395,869.
Allegations of Broker Misconduct Against Francisco “Frank” Gomez
- Unsuitability
- Misrepresentation / Omission of Material Facts — failure to disclose all material terms of an annuity may violate FINRA Rule 2020 (Use of Manipulative, Deceptive or Other Fraudulent Devices) and FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade).
- Failure to Act in the Customer’s Best Interest — recommendations to retail customers must satisfy SEC Regulation Best Interest (Exchange Act Rule 15l-1).
- Conflicts of Interest
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Francisco M. Gomez, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued On Behalf of Our Clients
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.