Last Updated: February 2024 (Boca Raton, FL)
Franz Koch Investigation Summary
Here’s what you need to know about Boca Raton, FL, stockbroker Franz Koch:
- Name: Mr. Franz Albert Koch
- Current Employer: Wells Fargo Clearing Services
- Previous Firms: Merrill Lynch Pierce Fenner & Smith
- Function: Stock Broker/ Financial Advisor
- Aliases: Franz Koch
- Primary Location: Boca Raton, FL
- CRD 4467954
- Can Franz Koch be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of Unspecified Amount
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Franz Koch As Your Stockbroker?
In 1/2024 a customer of Merrill Lynch filed a FINRA arbitration alleging that Franz Koch had traded their account without authorization from the customer. A damage amount has not yet been specified in this pending matter. Koch worked for Merrill Lynch from 9/2010-11/2022.
Allegations of Broker Misconduct Against Franz Koch
A customer of Franz Koch has alleged the following wrongdoing in connection with the handling of customer accounts:
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Franz Koch, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.