Last Updated: September 2023 (Red Bank, NJ)
Gerald Sharpe, Jr. Investigation Summary
Here’s what you need to know about Red Bank, New Jersey, stockbroker Gerry Sharpe:
- Name: Mr. Gerald Richard Sharpe, Jr.
- Current Employer: Aegis Capital Corp.
- Previous Firms: National Securities Corp., Newbridge Securities Corp. LH Ross& Company
- Function: Stock Broker/ Financial Advisor
- Aliases: Gerry Sharpe
- Primary Location: Red Bank, NJ
- CRD 2109210
- Can Gerry Sharpe be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement: $225,000
- Pending Customer Dispute Seeks Damages of $283,716
- Discharged by a former employer: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Gerald Sharpe, Jr. As Your Stockbroker?
In 4/2021 a customer of Aegis Capital Corp. filed a FINRA arbitration alleging that Gerry Sharpe made unsuitable recommendations from 2012-2020. The customer is seeking damages of $283,716 in this currently pending matter.
In 11/1999 a customer of Sharpe’s prior employer J.W. Barclay & CO. was paid $225,000 to resolve allegations that Sharpe made unsuitable recommendations.
In 8/2016 National Securities Corp discharged Gerry Sharpe for potential violations relating to 47 USC 227, Telephone Consumer Protection Act.
Allegations of Broker Misconduct Against Gerald Sharpe, Jr.
Customers of Gerry Sharpe have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Gerry Sharpe, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
